Richard J. Zachar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Joseph Zachar, who also goes by Zeke Zachar, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2009 - May 25, 2010
TULLETT PREBON FINANCIAL SERVICES LLC
April 27, 2007 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
July 22, 1997 - May 17, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
July 10, 1995 - June 27, 1997
GMS GROUP
February 17, 1994 - May 17, 1995
BGC FINANCIAL, L.P.
September 30, 1992 - January 22, 1994
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 9, 1991 - July 27, 1992
ANGLO-AMERICAN INVESTOR SERVICES CORP.
June 25, 1987 - January 26, 1989
MCG PORTFOLIO MANAGEMENT CORP.
August 21, 1984 - June 24, 1985
FIRST MONEY MANAGERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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