Raymond C. Poteet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Carl Poteet was a registered financial advisor .
Raymond is a previously registered financial advisor and started their career in finance in 1984. Raymond had worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2008 - November 4, 2009
MAIN STREET ADVISORS, LLC
May 3, 2005 - November 4, 2009
MAIN STREET SECURITIES, LLC
June 24, 2003 - May 2, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 7, 2001 - June 23, 2003
DESTINY CAPITAL SECURITIES CORPORATION
April 14, 2000 - December 31, 2003
DESTINY CAPITAL CORPORATION
January 4, 2000 - April 17, 2001
MUTUAL SERVICE CORPORATION
June 20, 1997 - December 31, 1999
THE O.N. EQUITY SALES COMPANY
May 23, 1996 - April 3, 1997
ROBERT THOMAS SECURITIES, INC
January 24, 1994 - May 16, 1996
WALNUT STREET SECURITIES, INC.
July 12, 1990 - December 31, 1993
PRIMELINE SECURITIES CORP.
November 19, 1989 - May 31, 1990
OSAIC WEALTH, INC.
June 25, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 14, 1986 - June 23, 1987
PRIMELINE SECURITIES CORP.
November 21, 1984 - September 2, 1986
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAIN STREET ADVISORS, LLC
CRD#: 116303 / SEC#: 801-69101
Contact information
Regulatory assets under management
| Total Number of Accounts | 441 |
| AUM (Assets Under Management) | $ 59,618,537 |
Red Flags
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