Mark P. Deliramich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Peter Deliramich, who also goes by Mark Peter Delaramich, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 3, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2014 - December 31, 2020
AMERITAS INVESTMENT COMPANY, LLC
May 30, 2014 - December 31, 2020
AMERITAS INVESTMENT COMPANY, LLC
May 29, 2007 - August 6, 2012
CITIGROUP GLOBAL MARKETS INC.
March 17, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
July 23, 2001 - July 10, 2002
MORGAN STANLEY DW INC.
May 12, 2000 - August 3, 2001
U.S. BANCORP INVESTMENTS, INC.
July 27, 1999 - July 13, 2001
PIPER SANDLER & CO.
July 2, 1990 - July 22, 1999
MORGAN STANLEY DW INC.
September 22, 1987 - July 3, 1990
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
September 25, 1984 - October 31, 1988
WESTPAC POLLOCK & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
