Lydia C. Sheckels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lydia Carreiro Sheckels, CFP®, who also goes by Lydia Pamela Carreiro, was a registered financial professional .
Lydia is a previously registered financial professional and started their career in finance in 1984. Lydia had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1995
Experience
May 7, 1992 - January 29, 2025
WESCOTT FINANCIAL ADVISORY GROUP LLC
June 5, 1990 - December 23, 1991
INVESTACORP, INC.
August 24, 1984 - May 25, 1990
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,329 |
| AUM (Assets Under Management) | $ 3,725,004,015 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
