Frank J. Laino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Joseph Laino JR, who also goes by Frank J (jr) Laino, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1984. Frank had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2015 - December 31, 2024
ENDURANT CAPITAL MANAGEMENT LP
September 24, 1984 - October 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ENDURANT CAPITAL MANAGEMENT LP
CRD#: 168707 / SEC#: 801-78451
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/16/1998
Limited Representative-Equity Trader ExamCurrent Firm
ENDURANT CAPITAL MANAGEMENT LP
CRD#: 168707 / SEC#: 801-78451
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 98,294,190 |
Red Flags
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