Dana L. Telsey
Professional summary
Dana Lauren Telsey is a registered financial professional currently at TELSEY ADVISORY GROUP LLC located in New York, New York.
Dana is registered as a RR (Registered Representative) and started their career in finance in 1984. Dana has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dana Lauren Telsey's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2009 - Present
TELSEY ADVISORY GROUP LLC
Office #1: 555 Fifth Ave. 7th Floor, New York, NY, 10017Office #2: 555 Fifth Ave. 7th Floor, New York, NY, 10017October 27, 2006 - December 4, 2008
PULSE TRADING, INC.
March 15, 2006 - May 6, 2011
TELSEY HOLDINGS LLC
August 8, 1994 - February 9, 2006
J.P. MORGAN SECURITIES LLC
October 2, 1991 - June 27, 1994
DEUTSCHE BANK SECURITIES INC.
July 26, 1984 - August 19, 1991
BARON CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2009)
(2/9/2012)
(3/16/2009)
(2/9/2012)
(3/17/2011)
(2/9/2012)
(3/12/2009)
(2/9/2012)
(3/24/2009)
(3/23/2009)
(3/12/2009)
(3/11/2009)
(2/10/2012)
(3/13/2009)
(3/13/2009)
(6/15/2009)
(2/9/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
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