Kellen M. Carson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kellen Mclaughlin Carson, who also goes by Kelly Carson, was a registered financial professional .
Kellen is a previously registered financial professional and started their career in finance in 1984. Kellen had worked at 3 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 1994 - March 13, 1996
FORESTERS FINANCIAL SERVICES, INC.
January 29, 1994 - March 15, 1996
EXECUTIVE INVESTORS CORPORATION
August 26, 1991 - October 14, 1993
FIRST INVESTORS MANAGEMENT COMPANY, INC.
July 26, 1984 - August 22, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS FINANCIAL SERVICES, INC.
CRD#: 305 / SEC#: , 8-13891
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 3 |
| Arbitration | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
