CM
Cornelius T. Mcdonald
THE WEALTH GROUP, LTD
Raleigh, NC 27609
Some features on this profile are disabled
CRD#: 1288377
CM
Professional summary
Cornelius Trawick Mcdonald III, CFP®, who also goes by Con T Mcdonald, is a registered financial advisor currently at THE WEALTH GROUP, LTD located in Raleigh, North Carolina and PHYSICIANS FINANCIAL SERVICES, INC. located in Raleigh, North Carolina.
Cornelius is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Cornelius has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
What are your service offerings?
Tax Planning
Retirement Planning
Investment Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Con T Mcdonald
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PHYSICIANS FINANCIAL SERVICES, INC. PRESIDENT/INVESTMENT ADVISORY REPRESENTATIVE. INVESTMENT ADVISORY FIRM. 100 E. SIX FORKS ROAD SUITE 200 RALEIGH, NC. INVESTMENT-RELATED. STARTED 1984. 2. CAPITAL INVESTMENT GROUP, INC. - REGISTERED REPRESENTATIVE. BROKER-DEALER. 100 E. SIX FORKS ROAD SUITE 200, RALEIGH, NC . INVESTMENT-RELATED. STARTED 1987. 3. CAPITAL INVESTMENT BROKERAGE, INC. - REGISTERED REPRESENTATIVE. BROKER-DEALER. 100 E. SIX FORKS ROAD, SUITE 200 RALEIGH, NC. INVESTMENT-RELATED. STARTED 1997. 4. THE WEALTH GROUP, LTD. PRESIDENT/INVESTMENT ADVISORY REPRESENTATIVE. INVESTMENT ADVISORY FIRM. 100 E. SIX FORKS ROAD SUITE 200 RALEIGH, NC. INVESTMENT RELATED. STARTED 9/2010. 5. INSURANCE AGENT. INDEPENDENT AGENT PROVIDING INSURANCE SALES AND SERVICING. 100 E. SIX FORKS ROAD SUITE 200, RALEIGH, NC. NON-INVESTMENT RELATED. STARTED 11/1983. 6. MCDONALD FAMILY PARTNERSHIP, MANAGER. PARTNERSHIP FOR FAMILY REAL ESTATE. PERSONAL RESIDENCE RALEIGH, NC. NON-INVESTMENT RELATED. STARTED 1996. 7. BOATSLIP, LLC. MANAGER. LLC FOR PERSONAL BOAT SLIP. MOREHEAD CITY, NC. NON-INVESTMENT RELATED. STARTED 2009. 8. YMCA OF THE TRIANGLE. INVESTMENT COMMITTEE WITH OVERSIGHT OF INVESTMENT ACTIVIITES YMCA IS A NON-PROFIT ENTITY. 801 CORPORATE CENTER DR, STE 200, RALEIGH, NC 27607. 1 HR/QTR, 1 HR DURING NORMAL TRADING HOURS. INVESTMENT COMMITTEE POSITION IS INVESTMENT RELATED WHILE ENTITY ITSELF IS NOT STARTED 2003. 9. THE NORTH CAROLINA SOCIETY OF THE CINCINNATI. ASSISTANT TREASURER. CHARITABLE ORGANIZATION THAT CONTRIBUTES MONEY THROUGH GRANTS FOR HISTORICAL CAUSES. 2511 FAIRVIEW ROAD, RALEIGH, NC 27608. 1 HR/WK, 0 HRS DURING NORMAL TRADING HRS. INVESTMENT RELATED ACTIVITY. STARTED 01/2022.
CRS (Client Relationship Summary) - RIA
Click below to view Cornelius Trawick Mcdonald III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
July 19, 2019 - Present
THE WEALTH GROUP, LTD
Office #1: 100 E. Six Forks Road Suite 200, Raleigh, NC 27609RIA
CRD#: 154106
Raleigh, NC
Current
February 19, 2021 - Present
PHYSICIANS FINANCIAL SERVICES, INC.
Office #1: 100 E. Six Forks Road Suite 200, Raleigh, NC 27609RIA
CRD#: 118519
Raleigh, NC
Current
April 2, 1997 - Present
CAPITAL INVESTMENT BROKERAGE, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609BD
CRD#: 40657
Raleigh, NC
Current
December 13, 1999 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609BD
CRD#: 14752
Raleigh, NC
Past
March 12, 2004 - March 26, 2021
CAPITAL INVESTMENT COUNSEL INC
RIA
CRD#: 104591
Raleigh, NC
Past
September 18, 1987 - April 2, 1997
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
RALEIGH, NC
Past
January 14, 1986 - September 21, 1987
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Past
August 21, 1984 - January 24, 1986
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PHYSICIANS FINANCIAL SERVICES, INC.
PHYSICIANS FINANCIAL SERVICES, INC.
CRD#: 118519 / SEC#: 801-66583
RIA
Registered Investment Advisory firm - (6/8/2006 Approved)North Carolina
Registered Investment Advisory firm - (8/23/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/25/2016)
IAR
Florida(7/19/2019)
RR
Florida(2/15/2023)
RR
Georgia(4/2/1997)
RR
Hawaii(10/25/2016)
RR
Montana(12/9/2013)
RR
North Carolina(4/2/1997)
IAR
North Carolina(2/19/2021)
IAR
Virginia(8/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PHYSICIANS FINANCIAL SERVICES, INC.
PHYSICIANS FINANCIAL SERVICES, INC.
CRD#: 118519 / SEC#: 801-66583
RIA
Registered Investment Advisory firm - (6/8/2006 Approved)North Carolina
Registered Investment Advisory firm - (8/23/2006 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
Po Box 10973, Raleigh, NC 27605
Phone number
(919) 863-2355
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 555 |
| AUM (Assets Under Management) | $ 431,766,880 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PHYSICIANS FINANCIAL SERVICES, INC.
CRD#: 118519Raleigh, NC 27609TRUST BUT VERIFY
Monitor Cornelius Mcdonald
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
