Joel R. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Ray Jacobs, who also goes by J Jay Jacobs, J Jacobs, Jay Jacobs, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1984. Joel had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2025 - October 10, 2025
WAVECREST SECURITIES LLC
May 22, 2024 - July 1, 2024
MARCO POLO SECURITIES INC.
January 30, 2012 - May 3, 2013
CONVERGEX PRIME SERVICES LLC
June 25, 2004 - December 31, 2006
CROSSOVER VENTURE PARTNERS LLC
January 22, 1999 - May 8, 2003
THOMAS WEISEL PARTNERS LLC
April 6, 1998 - October 2, 1998
RBC CAPITAL MARKETS, LLC
June 20, 1986 - April 6, 1998
WESSELS, ARNOLD & HENDERSON, L.L.C.
July 26, 1984 - May 27, 1986
B.C. CHRISTOPHER SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/22/2024
General Securities Representative ExaminationCurrent Firm
WAVECREST SECURITIES LLC
CRD#: 160135 / SEC#: , 8-69029
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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