Catherine Bezzina
Professional summary
Catherine Bezzina is a registered financial professional currently at UNITED CAPITAL MARKETS, INC. located in Miami, Florida.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 1998. Catherine has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Bezzina's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2020 - Present
UNITED CAPITAL MARKETS, INC.
Office #1: 2665 S. Bayshore Dr. Phe1, Miami, FL 33133October 12, 2018 - November 14, 2018
NEWBRIDGE SECURITIES CORPORATION
December 13, 2016 - January 17, 2017
UNITED CAPITAL MARKETS, INC.
November 29, 2000 - November 11, 2016
UNITED CAPITAL MARKETS, INC.
October 12, 1998 - March 21, 2000
AMERICAN SECURITIES GROUP, INC.
June 15, 1998 - May 1, 2000
SUNCOAST CAPITAL GROUP, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
UNITED CAPITAL MARKETS, INC.
CRD#: 40980 / SEC#: , 8-49253
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
UNITED CAPITAL MARKETS, INC.
CRD#: 40980Miami, FL 33133TRUST BUT VERIFY
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