Troy B. Daum
Professional summary
Troy Brinckley Daum, CFP®, ChFC®, CLU®, who also goes by Troy B Daum, is a registered financial advisor currently at WEALTH ANALYTICS PARTNERS, LLC located in San Diego, California.
Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Troy has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 62, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Troy Brinckley Daum's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1988
Experience
April 10, 2007 - Present
WEALTH ANALYTICS PARTNERS, LLC
Office #1: 12730 High Bluff Dr 160, San Diego, CA 92130September 15, 2003 - April 2, 2007
WEALTH ANALYTICS, INC.
May 14, 2002 - July 7, 2004
HORNOR, TOWNSEND & KENT, LLC
April 25, 2000 - July 7, 2004
HORNOR, TOWNSEND & KENT, LLC
September 12, 1984 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 12, 1984 - May 11, 2000
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
WEALTH ANALYTICS PARTNERS, LLC
CRD#: 140115 / SEC#: 801-66566
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/10/2007)
Exams
Series 62
Date: 9/16/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
WEALTH ANALYTICS PARTNERS, LLC
CRD#: 140115 / SEC#: 801-66566
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 440 |
| AUM (Assets Under Management) | $ 283,245,045 |
Red Flags
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