Debra A. Rosenthal-ritter
Professional summary
Debra Adair Rosenthal-ritter, CFP®, who also goes by Debra A Rosenthal, Debra Adair Rosenthal, Debra Adair Rosenthalritter, is a registered financial advisor currently at RETIREMENT MANAGEMENT SYSTEMS located in Alvin, Texas.
Debra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Debra has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Debra Adair Rosenthal-ritter's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1991
Experience
January 6, 2023 - Present
RETIREMENT MANAGEMENT SYSTEMS
September 12, 2017 - February 20, 2018
GENEOS WEALTH MANAGEMENT, INC.
January 2, 2015 - January 2, 2023
CG ADVISORY SERVICES
January 2, 2015 - September 15, 2017
WFG INVESTMENTS, INC.
June 13, 2011 - December 31, 2014
INTEGRITY ALLIANCE, LLC.
June 8, 2011 - December 31, 2014
INTEGRITY ALLIANCE, LLC.
August 13, 1993 - June 13, 2011
AVANTAX INVESTMENT SERVICES, INC.
August 22, 1984 - January 16, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
RETIREMENT MANAGEMENT SYSTEMS
CRD#: 150351 / SEC#: 801-70978
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2023)
Exams
Current Firm
RETIREMENT MANAGEMENT SYSTEMS
CRD#: 150351 / SEC#: 801-70978
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,142 |
| AUM (Assets Under Management) | $ 1,663,422,905 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 01/25/2024 | ||
| 10/20/2022 |
Red Flags
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