Pamela G. Landes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Gail Landes, who also goes by Pamela G Berlin, Pamela Gail Berlin, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1984. Pamela had worked at 16 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 14, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2020 - June 30, 2022
SVB INVESTMENT SERVICES INC.
November 17, 2015 - June 30, 2022
SVB INVESTMENT SERVICES INC.
July 20, 2010 - October 24, 2017
SVB ASSET MANAGEMENT
July 15, 2010 - June 17, 2019
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
December 4, 2009 - April 5, 2010
MSI FINANCIAL SERVICES, INC.
December 4, 2009 - April 5, 2010
MSI FINANCIAL SERVICES, INC.
September 10, 2009 - June 23, 2010
NEW ENGLAND SECURITIES
August 18, 2009 - June 23, 2010
NEW ENGLAND SECURITIES
October 10, 2006 - July 28, 2009
CHARLES SCHWAB & CO., INC.
September 1, 1998 - July 28, 2009
CHARLES SCHWAB & CO., INC.
May 9, 1996 - September 20, 1996
FIRST INTERSTATE INVESTMENTS,INC.
August 5, 1994 - July 22, 1998
WELLS FARGO SECURITIES INC.
August 26, 1993 - June 10, 1994
NATIONAL CLEARING CORP.
June 23, 1993 - December 31, 1993
REYNOLDS KENDRICK STRATTON, INC.
November 18, 1991 - June 22, 1993
JMC INVESTMENT SERVICES, INC.
November 18, 1991 - July 23, 1993
SPEAR INSURANCE SERVICES, INC.
November 18, 1991 - January 20, 1994
GLOBALCOMM SECURITIES, INC.
June 3, 1991 - October 29, 1991
CANTOR FITZGERALD & CO.
August 17, 1990 - June 18, 1991
LEHMAN BROTHERS INC.
July 25, 1984 - March 13, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 12/28/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SVB INVESTMENT SERVICES INC.
CRD#: 168116 / SEC#: 801-78209, 8-70327
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,816 |
| AUM (Assets Under Management) | $ 1,465,036,204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
