JC
John J. Coloso
CETERA INVESTMENT ADVISERS LLC
WAUWATOSA, WI 53226
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CRD#: 1286282
JC
Professional summary
John Joseph Coloso is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wauwatosa, Wisconsin and CETERA ADVISORS LLC located in Wauwatosa, Wisconsin.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. John has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)MICHAEL J COLOSO REV SUPPLEMENTAL TRUST; TRUSTEE; TRUSTEE OR OTHER FIDUCIARY POSITION; START DATE:10/7/2009. 2.) INSURANCE SERVICES GROUP, INC. INDEPENDENT CONTRACTOR. START DATE 5/18/2011. 3.) JOHN COLOSO INVESTMENTS; DBA(ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES); START DATE 01/30/2008. 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:09/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS FIXED ANNUITIES; 5) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARY SERVICES, START DATE: 01/2002, POSITION/TITLE/RELATIONSHIP: NOTARY, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NOTARIZE BUSINESS DOCUEMNTS;
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Coloso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 909 N. Mayfair Road Suite 200, Wauwatosa, WI 53226Office #2: 1018 S Archers Way, Nekoosa, WI 54457RIA
CRD#: 105644
WAUWATOSA, WI
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 909 North Mayfair Road Suite 200, Wauwatosa, WI 53226-3429BD
CRD#: 10299
Wauwatosa, WI
Past
July 12, 2016 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Wauwatosa, WI
Past
May 30, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
WAUWATOSA, WI
Past
January 3, 2007 - December 31, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
WAUWATOSA, WI
Past
January 31, 2002 - January 3, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
WAUWATOSA, WI
Past
January 7, 2002 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
WAUWATOSA, WI
Past
July 20, 1984 - January 17, 2002
EQUABLE SECURITIES CORPORATION
BD
CRD#: 7405
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Tennessee(9/8/2022)
RR
Texas(9/8/2022)
IAR
Texas(11/1/2022)
IAR
Wisconsin(11/12/2020)
RR
Wisconsin(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Wauwatosa, WI 53226TRUST BUT VERIFY
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