Daniel B. Apple

APPLE & ASSOCIATES

GRASS VALLEY, CA 95945

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CRD#: 1285182

Professional summary

Daniel Bryce Apple, CFP® is a registered financial advisor currently at APPLE & ASSOCIATES located in Grass Valley, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Daniel has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Asset Marketing Systems Insurance Services, LLC; 15050 Avenue of Science, Ste. 100 San Diego, CA 92128; insurance sales agent; 01/01/2002; non-investment related; less than 1 hour/month, potentially during trading hours; Insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Bryce Apple's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

May 12, 2003 - Present

APPLE & ASSOCIATES

Office #1: 565 Brunswick Road Suite 8, Grass Valley, CA 95945

RIA

CRD#: 126849

GRASS VALLEY, CA

Past

September 12, 2014 - September 12, 2014

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 12, 2014 - November 28, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

Grass Valley, CA

Past

February 23, 2004 - September 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

GRASS VALLEY, CA

Past

March 15, 2000 - August 6, 2003

APPLE & ASSOCIATES

RIA

CRD#: 112166

GRASS VALLEY, CA

Past

April 3, 1998 - March 1, 2004

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

GRASS VALLEY, CA

Past

July 8, 1997 - March 25, 2004

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

GRASS VALLEY, CA

Past

December 20, 1995 - March 1, 2004

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

August 21, 1984 - December 21, 1995

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/12/2003)

IAR

Idaho
(2/20/2020)

IAR

Texas
(8/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/3/1986

General Securities Principal Examination

Current Firm

APPLE & ASSOCIATES

APPLE & ASSOCIATES | APPLE INVESTMENTS

CRD#: 126849 / SEC#: 801-134872

California

Registered Investment Advisory firm - (5/1/2012 Approved)

Idaho

Registered Investment Advisory firm - (2/19/2020 Approved)

Louisiana

Registered Investment Advisory firm - (11/6/2023 Terminated)

Oregon

Registered Investment Advisory firm - (2/20/2024 Approved)

Texas

Registered Investment Advisory firm - (8/18/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

565 Brunswick Road, Suite 8, Grass Valley, CA 95945

Mailing Address

Phone number

(530) 272-1346

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (11/10/2025)

Regulatory assets under management

Total Number of Accounts	538
AUM (Assets Under Management)	$ 138,077,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel B. Apple

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Bryce Apple's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

FOOTHILL SECURITIES, INC.

FINANCIAL TELESIS INC

APPLE & ASSOCIATES

ASSOCIATED SECURITIES CORP.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/1986

SIE

Date: 11/28/2016

Series 7

Date: 8/18/1984

Series 24

Date: 5/3/1986

Current Firm

APPLE & ASSOCIATES

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APPLE & ASSOCIATES

TRUST BUT VERIFY

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