Daniel J. Cloud
Professional summary
Daniel Joseph Cloud, who also goes by Dann Cloud, is a registered financial advisor currently at CLOUD, MINTURN & ASSOCIATES, LLC located in Torrance, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Daniel has worked at 7 firms and has passed the Series 66, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Cloud's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2018 - Present
CLOUD, MINTURN & ASSOCIATES, LLC
Office #1: 3858 W. Carson Street Suite # 204, Torrance, CA 90503February 21, 2006 - December 31, 2017
CLOUD, MINTURN & ASSOCIATES, LLC
April 25, 2003 - December 5, 2003
AMERITAS INVESTMENT COMPANY, LLC
April 9, 1999 - December 5, 2003
AMERITAS INVESTMENT COMPANY, LLC
March 19, 1997 - October 23, 1998
LEGACY FINANCIAL SERVICES, INC.
October 7, 1993 - December 31, 1996
NATHAN & LEWIS SECURITIES, INC.
August 22, 1985 - October 22, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
July 31, 1985 - February 26, 1988
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
August 6, 1984 - August 5, 1985
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/25/2018)
Exams
Current Firm
CLOUD, MINTURN & ASSOCIATES, LLC
CRD#: 135573 / SEC#:
Contact information
Red Flags
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