BM
Barry P. Meyers
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CRD#: 1284833
BM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Philip Meyers, who also goes by Bary Philip Meyers, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1984. Barry had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bary Philip Meyers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GARTON AND ASSOCIATES FINANCIAL ADVISORS - 2319 LIME KILN LN, STE A, LOUISVILLE, KY 40222 - PRIV CORP - IAR OF RIA - 4/2012 START DATE - PROSPECT FOR NEW ACCOUNTS, PERFORM FINANCIAL PLANNING FUNCTIONS, DEVELOP ASSET ALLOCATION STRATEGIES AND MANAGE INVESTMENTS BASED ON FEE SCHEDULE CONTAINED IN THE FIRM'S ADV. ALSO DEVELOP FINANCIAL PLANS ON A FEE BASIS. - INVESTMENT RELATED - 100 HR/MO/TRADING HRS. 2) ADVANTAGE INVESTMENT MANAGEMENT - 2319 LIME KILN LN, STE A, LOUISVILLE, KY 40222 - SOLE PROP - INS AGENT FOR TRADITIONAL LIFE INS, A&H, DI, FIXED ANNUITIES, INDEXED ANNUITIES - 5/2003 START DATE - IDENTIFY PROSPECTS NEEDS & RECOMMEND PRODUCT SOLUTIONS - INVESTMENT RELATED - 2 HR/MO/TRADING HRS. 3) THE KENTUCKY CENTER FOR THE PERFORMING ARTS - 501 W. MAIN STREET, LOUISVILLE KY 40202 - 09/2013 START DATE - MISSION OF THE KENTUCKY CENTER FOR THE PERFORMING ARTS IS TO PROVIDE ARTISTICALLY DIVERSE PERFORMANCES OF THE HIGHEST QUALITY. THE CENTER SERVES KENTUCKY THROUGH EDUCATION AND INITIATIVES WHICH EXPAND THEIR UNDERSTANDING, APPRECIATION AND SUPPORT FOR THE ARTS - CURRENTLY SERVE AS A MEMBER OF THE INVESTMENT COMMITTEE, AND THE JOINT FINANCE COMMITTEE. TOGETHER WE MAKE COLLABORATIVE INVESTMENT DECISIONS BASED ON THE RECOMMENDATIONS OF AN OUTSIDE CONSULTANT. WE ALSO MANAGE THE CASH NEEDS OF THE ORGANIZATION AND ANALYZE FINANCIAL STATEMENTS. *EXCEEDED TERM LIMITS AND RESIGNED FROM THE FOUNDATION BOARD AND EXECUTIVE COMMITTEE - OTHER BUSINESS TYPE - INVESTMENT RELATED - 2 HR/MO/TRADING HRS. 4) THE TEMPLE - 5101 US 42, LOUISVILLE, KY 40241 - A REFORM JEWISH CONGREGATION LOCATED IN LOUISVILLE, KY WHERE MY WIFE AND I ARE MEMBERS. AGREED TO CO-CHAIR A VOLUNTEER COMMITTEE TO DEVELOP APPROPRIATE FINANCIAL CONTROLS. - BACKGROUND: THE TEMPLE WAS IN THE MIDST OF A MAJOR FUND RAISING CAMPAIGN TO "SECURE OUR FUTURE." GOALS INCLUDED; PAYING OFF MORTGAGES/LOANS, REPAIRING/UPGRADING FACILITIES (THAT HAVE BEEN NEGLECTED), INCREASING THE SIZE OF THE FOUNDATION AND AMASSING A POOL OF MONEY THAT CAN BE USED TO PROTECT THE CONGREGATION IN FUTURE YEARS. THAT ROLE LED TO BY-LAW CHANGES AND BOARD RECOMMENDATIONS TO MANAGE OUR INVESTMENTS INTERNALLY. CURRENTLY SERVE AS CO-CHAIR OF THE INVESTMENT COMMITTEE WORKING WITH AN OUTSIDE CONSULTANT WHO HAS DISCRETION ON THE ACCOUNTS. THEY MANAGE OUR FUNDS IN CONJUNCTION WITH OUR INVESTMENT POLICY STATEMENT. WE MEET QUARTERLY TO REVIEW PERFORMANCE RELATED ISSUES AND MANAGE CASH FLOW NEEDS OF THE CONGREGATION. - OTHER BUSINESS TYPE - INVESTMENT RELATED - 1 HRS/MO 0 TRADING HRS.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 2, 2022 - July 1, 2022
ADVANTAGE INVESTMENT MANAGEMENT
RIA
CRD#: 146493
LOUISVILLE, KY
Past
November 17, 2020 - March 31, 2022
BENCHMARK ADVISORY SERVICES, LLC
RIA
CRD#: 305662
Louisville, KY
Past
November 17, 2020 - March 31, 2022
D. BORAL CAPITAL
BD
CRD#: 103792
Louisville, KY
Past
September 18, 2020 - November 19, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LOUSIVILLE, KY
Past
August 8, 2012 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
LOUSIVILLE, KY
Past
March 29, 2012 - December 31, 2021
ADVANTAGE INVESTMENT MANAGEMENT
RIA
CRD#: 146493
LOUISVILLE, KY
Past
February 1, 2012 - August 13, 2012
OSAIC FS, INC.
BD
CRD#: 3870
LOUISVILLE, KY
Past
January 14, 2009 - April 7, 2011
TOUCHSTONE SECURITIES, INC.
BD
CRD#: 1526
CINCINNATI, OH
Past
December 20, 2005 - April 7, 2011
TOUCHSTONE ADVISORS INC
RIA
CRD#: 107028
CINCINNATI, OH
Past
March 14, 2005 - January 29, 2009
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
LOUISVILLE, KY
Past
May 23, 2003 - March 8, 2005
TOUCHSTONE SECURITIES, INC.
BD
CRD#: 1526
CINCINNATI, OH
Past
January 15, 2002 - January 7, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
July 15, 1997 - February 7, 2001
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
January 5, 1995 - July 15, 1997
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
February 7, 1994 - December 31, 1994
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Past
January 15, 1990 - February 1, 1994
AFSG SECURITIES CORPORATION
BD
CRD#: 18374
CEDAR RAPIDS, IA
Past
June 22, 1987 - March 8, 1989
MONARCH FINANCIAL SERVICES, INC.
BD
CRD#: 8520
Past
August 21, 1984 - May 9, 1991
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ADVANTAGE INVESTMENT MANAGEMENT
ADVANTAGE INVESTMENT MANAGEMENT | GARTON AND ASSOCIATES, LLC | GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC | AIM | ADVANTAGE INVESTMENT MANANGEMENT | ADVANTAGE INVESTMENT MANAGEMENT & RETIREMENT PLAN SPECIALISTS
CRD#: 146493 / SEC#: 801-125798
RIA
Registered Investment Advisory firm - (5/2/2022 Approved)Indiana
Registered Investment Advisory firm - (5/6/2022 Terminated)Kentucky
Registered Investment Advisory firm - (6/17/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/5/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AI
ADVANTAGE INVESTMENT MANAGEMENT
ADVANTAGE INVESTMENT MANAGEMENT | GARTON AND ASSOCIATES, LLC | GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC | AIM | ADVANTAGE INVESTMENT MANANGEMENT | ADVANTAGE INVESTMENT MANAGEMENT & RETIREMENT PLAN SPECIALISTS
CRD#: 146493 / SEC#: 801-125798
RIA
Registered Investment Advisory firm - (5/2/2022 Approved)Indiana
Registered Investment Advisory firm - (5/6/2022 Terminated)Kentucky
Registered Investment Advisory firm - (6/17/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/5/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Glenview Pointe Business Center 2319 Lime Kiln Lane, Suite A, Louisville, KY 40222
Mailing Address
Phone number
(502) 212-3000
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 184,871,474 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
