TB
Terry R. Burton
CETERA INVESTMENT ADVISERS LLC
SEWICKLEY, PA
Some features on this profile are disabled
CRD#: 1284704
TB
Professional summary
Terry Richard Burton, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sewickley, Pennsylvania and CETERA ADVISORS LLC located in Sewickley, Pennsylvania.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Terry has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, & LONG TERM CARE; (2) NAME OF OTHER BUSINESS: BURTON WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DBA FOR WEALTH MANAGEMENT, START DATE: 3/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: PRESIDENT, BRIEF DESCRIPTION OF DUTIES: DBA FOR ALL ACTIVITIES; (3) NAME OF OTHER BUSINESS: TASC - TOTAL ADMINISTRATION SERVICE CORP; INVESTMENT RELATED: NO; ADDRESS: 2302 INTERNATINAL LANE, MADISON, WI 53704; NATURE OF BUSINESS: SELF EMPLOYED AND SMALL BUSINESS PROGAMS; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OFFERING PROGRAMS WHICH WILL ALLOW SELF EMPLOYERS TO DEDUCT ADDITIONAL MEDICAL EXPENSES;
CRS (Client Relationship Summary) - RIA
Click below to view Terry Richard Burton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 602 Baldwin Street, Bridgeville, PA 15017RIA
CRD#: 105644
SEWICKLEY, PA
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
Office #2: 602 Baldwin Street, Bridgeville, PA 15017BD
CRD#: 10299
Sewickley, PA
Past
October 3, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 10, 2005 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
BRIDGEVILLE, PA
Past
October 20, 2003 - December 31, 2004
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
LYNNFIELD, MA
Past
January 9, 2002 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
BRIDGEVILLE, PA
Past
January 6, 2000 - January 3, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
July 30, 1991 - December 31, 1999
INVESTORS SECURITY COMPANY, INC.
BD
CRD#: 2331
SUFFOLK, VA
Past
February 4, 1986 - September 6, 1990
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
July 26, 1984 - October 2, 1985
FINANCIAL ESTATE PLANNING, INC.
BD
CRD#: 287
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(1/2/2025)
RR
Pennsylvania(10/3/2016)
IAR
Pennsylvania(3/21/2024)
RR
West Virginia(10/3/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
