PB
Pamela J. Bakos
BAY COLONY ADVISORS
Concord, MA 01742
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CRD#: 1284479
PB
Professional summary
Pamela Jean Bakos, who also goes by Pamela Jean Floudaras, is a registered financial advisor currently at BAY COLONY ADVISORS located in Concord, Massachusetts.
Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Pamela has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela Jean Floudaras
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PJB Financial Solutions, Inc., Investment Related. Offers insurance products, consulting and services to clients and prospects. She also offers outside PR consulting and event planning services to companies and non-profit organizations. She sells fixed annuity products for commission. Independent Insurance Agent & Owner, Start date: 3/2021 to Present. Approximately 1 hour/week spent on this activity. 2) Insurance Agent - Investment Related. Start date: 3/2021 to Present. Duties include: offering insurance products and services to clients and prospects. 13 hours devoted to this duty per month & 10 hours/month during securities trading hours. CONCORD, MA, USA, 01742
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Jean Bakos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2014 - Present
BAY COLONY ADVISORS
Office #1: 86 Baker Avenue Extension Suite 310, Concord, MA 01742RIA
CRD#: 152583
Concord, MA
Past
November 3, 2008 - January 2, 2014
WINSLOW, EVANS & CROCKER, INC.
RIA
CRD#: 29686
PEABODY, MA
Past
June 13, 2008 - January 2, 2014
WINSLOW, EVANS & CROCKER, INC.
BD
CRD#: 29686
PEABODY, MA
Past
January 1, 2008 - June 30, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PEABODY, MA
Past
July 18, 1994 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
PEABODY, MA
Past
March 30, 1989 - July 19, 1994
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
February 25, 1987 - April 3, 1989
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
July 26, 1984 - January 29, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
BD
CRD#: 501
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BAY COLONY ADVISORS
ALLEGIANCE FINANCIAL SERVICES INC. | WINDSOR WEALTH MANAGEMENT | TEWKS WEALTH MANAGEMENT, LLC | SENTINEL ADVISORY SERVICES | PENSION & WEALTH MANAGEMENT ADVISORS | LEONARD FINANCIAL GROUP | LEGACY FINANCIAL | HAGIN INVESTMENT MANAGEMENT | GREENHAVEN FINANCIAL MANAGEMENT | GLAZIER FINANCIAL ADVISORS | ESSENTIAL ASSET MANAGEMENT, LLC | EMERALD WEALTH ADVISORS | CHRISTOPHER LEE FINANCIAL | CASTLE HILL FINANCIAL | BUSINESS BENEFITS, INC. | BAY COLONY ADVISORY GROUP, INC. | BAY COLONY ADVISORS | ASYMMETRIC CAPITAL ADVISORY
CRD#: 152583 / SEC#: 801-107792
RIA
Registered Investment Advisory firm - (5/17/2016 Approved)Connecticut
Registered Investment Advisory firm - (6/3/2016 Terminated)Florida
Registered Investment Advisory firm - (5/19/2016 Terminated)Georgia
Registered Investment Advisory firm - (12/10/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/24/2016 Terminated)Texas
Registered Investment Advisory firm - (5/19/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/6/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BC
BAY COLONY ADVISORS
ALLEGIANCE FINANCIAL SERVICES INC. | WINDSOR WEALTH MANAGEMENT | TEWKS WEALTH MANAGEMENT, LLC | SENTINEL ADVISORY SERVICES | PENSION & WEALTH MANAGEMENT ADVISORS | LEONARD FINANCIAL GROUP | LEGACY FINANCIAL | HAGIN INVESTMENT MANAGEMENT | GREENHAVEN FINANCIAL MANAGEMENT | GLAZIER FINANCIAL ADVISORS | ESSENTIAL ASSET MANAGEMENT, LLC | EMERALD WEALTH ADVISORS | CHRISTOPHER LEE FINANCIAL | CASTLE HILL FINANCIAL | BUSINESS BENEFITS, INC. | BAY COLONY ADVISORY GROUP, INC. | BAY COLONY ADVISORS | ASYMMETRIC CAPITAL ADVISORY
CRD#: 152583 / SEC#: 801-107792
RIA
Registered Investment Advisory firm - (5/17/2016 Approved)Connecticut
Registered Investment Advisory firm - (6/3/2016 Terminated)Florida
Registered Investment Advisory firm - (5/19/2016 Terminated)Georgia
Registered Investment Advisory firm - (12/10/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/24/2016 Terminated)Texas
Registered Investment Advisory firm - (5/19/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
86 Baker Avenue Extension Suite 310, Concord, MA 01742
Mailing Address
Phone number
(978) 369-7200
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,039 |
| AUM (Assets Under Management) | $ 1,263,305,046 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/06/2025 | ||
| 09/25/2024 | ||
| 10/24/2023 |
Red Flags
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Company Information
BAY COLONY ADVISORS
CRD#: 152583Concord, MA 01742TRUST BUT VERIFY
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Contact information
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