TW
Terry S. Weissberg
NORTHERN TRUST INVESTMENTS
NORTH PALM BEACH, FL 33408
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CRD#: 1284073
TW
Professional summary
Terry Steven Weissberg is a registered financial advisor currently at NORTHERN TRUST INVESTMENTS, INCORPORATED located in North Palm Beach, Florida and NORTHERN TRUST SECURITIES, INC. located in North Palm Beach, Florida.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Terry has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business, Various musical ensembles as a bass player as an independent contractor. whether the business is investment-related, no the address of the other business, I use my home address, not an official "business" 8602 Tourmaline Blvd, Boynton Beach, FL 33472 the nature of the other business, Live music performance/entertainment your position, title, or relationship with the other business, Manager and performer the start date of your relationship, various band and gigs over the years. Started around 2010. the approximate number of hours/month you devote to the other business, ranges from 0 to 20 per month the number of hours you devote to the other business during securities trading hours, zero and briefly describe your duties relating to the other business. New business development to get gigs (unpaid), rehearsal time (unpaid), play bass in actual gigs (paid)
CRS (Client Relationship Summary) - RIA
Click below to view Terry Steven Weissberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2016 - Present
NORTHERN TRUST INVESTMENTS, INCORPORATED
Office #1: 11301 Us Hwy 1 Fl 33408, North Palm Beach, FL 33408RIA
CRD#: 105780
NORTH PALM BEACH, FL
Current
February 3, 2016 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 11301 Us Hwy 1, North Palm Beach, FL 33408RIA
BD
CRD#: 7927
North Palm Beach, FL
Past
May 8, 2010 - January 15, 2016
MANAGED ACCOUNT SERVICES, LLC
BD
CRD#: 133803
BOCA RATON, FL
Past
March 27, 2006 - May 12, 2010
JESUP & LAMONT SECURITIES CORP
BD
CRD#: 39056
BOCA RATON, FL
Past
July 22, 2005 - March 6, 2006
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
July 5, 2005 - January 15, 2016
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
RIA
CRD#: 120420
BOCA RATON, FL
Past
February 4, 2004 - July 7, 2005
USALLIANZ SECURITIES, INC.
RIA
CRD#: 40875
NORTH PALM BEACH, FL
Past
November 7, 2003 - July 7, 2005
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
September 9, 1996 - June 15, 1999
AELTUS CAPITAL, INC
BD
CRD#: 24928
HARTFORD, CT
Past
December 21, 1994 - August 1, 1996
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
May 26, 1988 - February 24, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
July 26, 1984 - December 18, 1986
TOWNSLEY ASSOCIATES & COMPANY, INC.
BD
CRD#: 14211
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NT
NORTHERN TRUST INVESTMENTS, INCORPORATED
NORTHERN TRUST INVESTMENTS INC. | NTI, INC. | NORTHERN TRUST INVESTMENTS, NATIONAL ASSOCIATION. | NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
RIA
Registered Investment Advisory firm - (11/25/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2017)
RR
Alaska(3/10/2017)
RR
Arizona(2/18/2016)
RR
Arkansas(2/4/2016)
RR
California(6/1/2016)
RR
Colorado(2/4/2016)
RR
Connecticut(2/5/2016)
RR
Delaware(3/10/2017)
RR
District of Columbia(3/10/2017)
RR
Florida(2/3/2016)
IAR
Florida(2/17/2016)
RR
Georgia(3/2/2016)
RR
Hawaii(3/10/2017)
RR
Idaho(3/10/2017)
RR
Illinois(2/8/2016)
RR
Indiana(6/1/2016)
RR
Iowa(6/1/2016)
RR
Kansas(2/16/2016)
RR
Kentucky(6/1/2016)
RR
Louisiana(2/4/2016)
RR
Maine(2/5/2016)
RR
Maryland(2/4/2016)
RR
Massachusetts(6/1/2016)
RR
Michigan(2/16/2016)
RR
Minnesota(6/1/2016)
RR
Mississippi(3/10/2017)
RR
Missouri(2/10/2016)
RR
Montana(6/1/2016)
RR
Nebraska(6/1/2016)
RR
Nevada(2/18/2016)
RR
New Hampshire(6/1/2016)
RR
New Jersey(6/1/2016)
RR
New Mexico(3/10/2017)
RR
New York(6/1/2016)
RR
North Carolina(3/10/2017)
RR
North Dakota(3/10/2017)
RR
Ohio(2/4/2016)
RR
Oklahoma(2/18/2016)
RR
Oregon(2/16/2016)
RR
Pennsylvania(6/1/2016)
RR
Puerto Rico(3/10/2017)
RR
Rhode Island(3/10/2017)
RR
South Carolina(3/10/2017)
RR
South Dakota(3/10/2017)
RR
Tennessee(6/1/2016)
RR
Texas(6/1/2016)
RR
Utah(3/10/2017)
RR
Vermont(2/4/2016)
RR
Virgin Islands(3/10/2017)
RR
Virginia(2/16/2016)
RR
Washington(3/10/2017)
RR
West Virginia(6/1/2016)
RR
Wisconsin(6/1/2016)
RR
Wyoming(3/10/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NT
NORTHERN TRUST INVESTMENTS, INCORPORATED
NORTHERN TRUST INVESTMENTS INC. | NTI, INC. | NORTHERN TRUST INVESTMENTS, NATIONAL ASSOCIATION. | NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
RIA
Registered Investment Advisory firm - (11/25/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 S Lasalle Street, Chicago, IL 60603-1008
Mailing Address
Phone number
(312) 630-6000
Established
Firm type
Fiscal year end
# of Employees
674
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,475 |
| AUM (Assets Under Management) | $ 1,114,770,223,733 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 09/27/2024 | ||
| 08/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780North Palm Beach, FL 33408TRUST BUT VERIFY
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Contact information
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