Linda L. Zeigler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Louise Zeigler, who also goes by Linda Louise Zeiglen, Lou Zeigler, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1986. Linda had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 1999 - January 26, 2015
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 25, 1996 - January 16, 1998
UBS FINANCIAL SERVICES INC.
June 13, 1994 - July 12, 1996
ADVEST, INC.
August 21, 1990 - June 14, 1994
UBS FINANCIAL SERVICES INC.
December 4, 1989 - September 5, 1990
PRUDENTIAL EQUITY GROUP, LLC
July 24, 1989 - December 15, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 15, 1988 - March 16, 1989
LEHMAN BROTHERS INC.
February 19, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
May 23, 1986 - March 2, 1987
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
