David S. Macallaster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Starratt Macallaster was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 1 firm and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 1986 - June 27, 2013
MACALLASTER PITFIELD MACKAY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/13/2000
Limited Representative-Equity Trader ExamCurrent Firm
MACALLASTER PITFIELD MACKAY INC.
CRD#: 3046 / SEC#: 801-78147, 8-2978
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 168,737,601 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
