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David Starratt Macallaster

CRD# 1283172·Registered 1986 - 2013
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Starratt Macallaster was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1986 - 2013. David had worked at 1 firm and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

MACALLASTER PITFIELD MACKAY INC.·CRD# 3046
BD
New York, NY
April 23, 1986 - June 27, 2013

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Current Firm

MP
MACALLASTER PITFIELD MACKAY INC.

MACALLASTER PITFIELD MACKAY INC. | PITFIELD, MACKAY & CO., INC.

CRD#: 3046 / SEC#: 801-78147, 8-2978
BD
Terminated by SEC on 08/26/2013

Contact Information

Main Address

Fairfield, CT

Mailing Address

Po Box 548, Southport, CT 06890-0548

Phone Number

(212) 422-9250

Established

New York since 01/19/1937

Firm Type

Corporation

Fiscal Year End

June

# of Employees

1

Documents

Latest Form ADV

Part 2 Brochures

MACALLASTER PITFIELD MACKAY INC. PART2 -SEPTEMBER 2023 (9/19/2023)

Direct owners and executive officers

NamePositionCRD#
ESTATE OF ARCHIE MACALLASTEROWNER—
MACALLASTER, DAVID STARRATTDIRECTOR/CEO/PRESIDENT/SECRETARY/TREASURER/ CCO1283172
AHLFELD, JAMES BFINANCIAL AND OPERATIONS PRINCIPAL4955796
REYNOLDS, JAMES JOSEPHDIRECTOR1085725

Regulatory Assets Under Management

Total Number of Accounts

42

AUM (Assets Under Management)

$168,737,601

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1986About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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