MS
Michael J. Sackett
SACKETT WEALTH ADVISORS
Brea, CA 92821
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CRD#: 1283139
MS
Professional summary
Michael James Sackett is a registered financial advisor currently at SACKETT WEALTH ADVISORS, INC. located in Brea, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 100% OWNER OF DBA "SACKETT FINANCIAL GROUP" PROVIDING TAX AND ACCOUNTING SERVICES, PAYROLL, BUSINESS CONSULTING, SECURITIES AND INVESTMENT ADVISORY SERVICES, AND LONG TERM CARE, LIFE AND DISABILITY INSURANCE. SINCE DECEMBER 1987. INVESTMENT RELATED. APPROXIMATELY 50% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) 3% OWNER/PRESIDENT/BOARD OF DIRECTORS OF "NATIONWIDE CONTROLS, INC DBA CONTROL CENTRAL" SUPERVISING STAFF OF OUTSIDE CONTRACTORS WHO DEVELOP AND MAINTAIN AN E-COMMERCE WEBSITE SELLING HVAC CONTROL SYSTEMS SINCE 2010. NON-INVESTMENT RELATED. 9% TIME SPENT. BUSINESS CONDUCTED AT 915 W. IMPERIAL HIGHWAY, SUITE 160 BREA, CA 92821. (3) BOARD OF DIRECTORS FOR "TEMPACO" A DISTRIBUTOR OF PROPANE AND NATURAL GAS PRODUCTS SINCE 2003. NON-INVESTMENT RELATED. APPROXIMATELY 1% TIME SPENT. BUSINESS CONDUCTED AT 1701 ALDEN ROAD, ORLANDO, FL 32803. (4) 100% OWNER OF "PGD, LLC", "DLA, LLC", & "DRE, LLC" ENTITIES CREATED FOR THE ADMINITRATION AND MANAGEMENT OF REAL ESTATE. SINCE DECEMBER 2012. NON-INVESTMENT RELATED. 1% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Sackett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2017 - Present
SACKETT WEALTH ADVISORS, INC.
Office #1: 915 W. Imperial Highway, Suite 160, Brea, CA 92821RIA
CRD#: 289950
Brea, CA
Past
February 23, 2012 - November 1, 2017
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
BREA, CA
Past
February 22, 2012 - November 1, 2017
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
BREA, CA
Past
September 24, 2001 - February 29, 2012
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BREA, CA
Past
October 9, 2000 - February 29, 2012
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
BREA, CA
Past
June 28, 1984 - June 16, 1993
J.H. FOUST SECURITIES CORPORATION
BD
CRD#: 13734
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SACKETT WEALTH ADVISORS, INC.
SACKETT FINANCIAL GROUP | SACKETT WEALTH ADVISORS, INC.
CRD#: 289950 / SEC#: 801-111930
RIA
Registered Investment Advisory firm - (10/31/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/31/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SACKETT WEALTH ADVISORS, INC.
SACKETT FINANCIAL GROUP | SACKETT WEALTH ADVISORS, INC.
CRD#: 289950 / SEC#: 801-111930
RIA
Registered Investment Advisory firm - (10/31/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
915 W. Imperial Highway, Suite 160, Brea, CA 92821
Mailing Address
Phone number
(714) 671-9330
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 906 |
| AUM (Assets Under Management) | $ 181,383,180 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
