Kristi K. Wilkerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristi Kae Wilkerson, who also goes by Kristi Schoenwald, Kristi Schoenwald Wilkerson, was a registered financial professional .
Kristi is a previously registered financial professional and started their career in finance in 1984. Kristi had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2018 - February 11, 2022
STANCORP INVESTMENT ADVISERS, INC.
September 22, 2008 - August 8, 2012
STANCORP INVESTMENT ADVISERS, INC.
August 15, 2001 - August 8, 2012
STANCORP EQUITIES, INC.
January 28, 2000 - August 17, 2001
SENTRA SECURITIES CORPORATION
January 8, 1997 - March 20, 1998
CAPITAL BROKERAGE CORPORATION
May 4, 1995 - April 18, 1996
CETERA INVESTMENT SERVICES LLC
June 2, 1992 - December 31, 1993
AMERITAS INVESTMENT COMPANY, LLC
March 25, 1988 - August 5, 1991
AMERITAS INVESTMENT COMPANY, LLC
August 30, 1984 - March 16, 1988
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
