Dennis W. Blue

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CRD#: 1282601

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dennis Wayne Blue was a registered financial professional .

Dennis is a previously registered financial professional and started their career in finance in 1984. Dennis had worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 15, 2011 - April 16, 2012

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.

RIA

CRD#: 106156

GREENVILLE, SC

Past

January 14, 2011 - June 14, 2012

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

GREENSBORO, NC

Past

January 19, 2010 - November 8, 2010

BB&T ASSET MANAGEMENT, INC.

RIA

CRD#: 108443

RALEIGH, NC

Past

May 31, 2007 - March 18, 2009

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

May 14, 2007 - March 17, 2009

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

CHAPEL HILL, NC

Past

October 11, 2005 - May 4, 2007

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

CHARLOTTE, NC

Past

December 11, 2000 - May 4, 2007

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

May 24, 1996 - December 12, 2000

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

August 12, 1994 - May 7, 1996

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

July 2, 1992 - August 10, 1994

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

April 20, 1989 - February 25, 1991

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

May 15, 1987 - May 6, 1989

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

August 25, 1986 - May 8, 1987

WACHOVIA BROKERAGE SERVICE

CRD#: 17503

Past

August 27, 1984 - March 26, 1985

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/2001

General Securities Principal Examination

Current Firm

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC. | SHDR INVESTMENT ADVISERS, INC. | RETIREMENT PLAN SECURITIES INC

CRD#: 106156 / SEC#: 801-42913

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Contact information

Main Address

111 Millport Circle, Floor 2, Greenville, SC 29607

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC. ADV PART 2A BROCHURE SUPPLEMENT (3/31/2020)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis W. Blue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INTERCAROLINA FINANCIAL SERVICES, INC.

BB&T ASSET MANAGEMENT, INC.

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

DWS DISTRIBUTORS, INC.

MFS FUND DISTRIBUTORS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

MARKETING ONE SECURITIES, INC.

INVEST FINANCIAL CORPORATION

WACHOVIA BROKERAGE SERVICE

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2005

Series 63

Date: 7/31/1984

Series 7

Date: 7/21/1984

Series 24

Date: 2/2/2001

Current Firm

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.

TRUST BUT VERIFY

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