JG
John T. Glowka
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Berlin, CT 06037
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CRD#: 1282251
JG
Professional summary
John Tony Glowka, who also goes by John Tony Glowko, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Berlin, Connecticut and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Berlin, Connecticut.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. John has worked at 19 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Tony Glowko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOHN GLOWKA, 122 MAIN ST STE 301 NEW BRITAIN CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/81, NIR, 5 HR/MO 0/TRADING HR. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO -80/TRADING. 06/16/21 IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) JL GLOWKA WEALTH LLC, 848 FARMINGTON AVE SUITE 6 BERLIN CT 06037, 01/2017, OWNER, DBA, NIR, 160 HR/MONTH 8 HR/MONTH TRADING
CRS (Client Relationship Summary) - RIA
Click below to view John Tony Glowka's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 848 Farmington Ave. Suite 6, Berlin, CT 06037RIA
CRD#: 134139
Berlin, CT
Current
June 16, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 848 Farmington Ave. Suite 6, Berlin, CT 06037BD
CRD#: 39543
Berlin, CT
Past
May 23, 2017 - June 21, 2021
OSAIC FS, INC.
RIA
CRD#: 3870
NEW BRITAIN, CT
Past
May 23, 2017 - June 21, 2021
OSAIC FS, INC.
BD
CRD#: 3870
NEW BRITAIN, CT
Past
April 15, 2009 - May 26, 2017
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
NEW BRITAIN, CT
Past
April 15, 2009 - May 26, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
NEW BRITAIN, CT
Past
April 1, 2003 - April 16, 2009
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NEW BRITAIN, CT
Past
January 21, 2003 - April 16, 2009
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
NEW BRITAIN, CT
Past
April 17, 2000 - January 24, 2003
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
October 8, 1999 - April 17, 2000
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
August 31, 1999 - October 26, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
July 22, 1997 - August 25, 1999
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
BOSTON, MA
Past
May 9, 1995 - September 15, 1997
UNITED SECURITIES GROUP, INC.
BD
CRD#: 37749
FARMINGTON, CT
Past
April 19, 1994 - May 11, 1995
DOMINARI SECURITIES LLC
BD
CRD#: 18975
NEW YORK, NY
Past
April 9, 1992 - March 28, 1994
COMPULIFE INVESTOR SERVICES, INC.
BD
CRD#: 21543
ST. CLOUD, MN
Past
July 19, 1989 - April 11, 1992
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
March 7, 1988 - July 10, 1989
PW SECURITIES, INC.
BD
CRD#: 6775
Past
April 27, 1987 - March 21, 1988
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
Past
March 30, 1987 - May 7, 1987
CAMBRIDGE-NEWPORT COMPANY, INC.
BD
CRD#: 18887
Past
October 30, 1986 - March 27, 1987
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
Past
July 25, 1984 - October 27, 1986
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/23/2021)
RR
Connecticut(6/16/2021)
IAR
Connecticut(6/16/2021)
RR
Florida(6/16/2021)
RR
New Hampshire(6/17/2021)
RR
New Jersey(6/17/2021)
RR
New York(6/16/2021)
RR
Ohio(8/16/2023)
RR
Vermont(6/16/2021)
IAR
Virgin Islands(9/24/2021)
RR
Virgin Islands(5/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Berlin, CT 06037TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
