Steven H. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Howard Weiss was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2018 - November 22, 2023
SIEBERT ADVISORNXT, LLC.
January 2, 2018 - November 22, 2023
MURIEL SIEBERT & CO., LLC
December 5, 2008 - December 31, 2017
STOCKCROSS FINANCIAL SERVICES, INC.
January 3, 2007 - December 31, 2017
STOCKCROSS FINANCIAL SERVICES, INC.
September 17, 2003 - December 4, 2006
TD AMERITRADE, INC.
November 7, 1997 - December 4, 2006
TD AMERITRADE, INC.
September 26, 1991 - November 7, 1997
KENNEDY, CABOT & CO.
April 12, 1989 - January 1, 1990
FIRST IMPERIAL INVESTOR SERVICES, INC.
September 27, 1984 - April 20, 1989
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 6/9/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
Contact information
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 786 |
| AUM (Assets Under Management) | $ 287,623,668 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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