AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
NS

Nancy E. Stuebe

INTERACTIVE BROKERS
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 1281461
NS

Professional summary


Nancy Enslein Stuebe, who also goes by Nancy E Enslein, Nancy Ellen Enslein, Nancy E Stuebe, Nancy Ellen - Enslein Stuebe, is a registered financial professional currently at INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut.

Nancy is registered as a RR (Registered Representative) and started their career in finance in 1991. Nancy has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nancy E Enslein | Nancy Ellen Enslein | Nancy E Stuebe | Nancy Ellen - Enslein Stuebe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nancy Enslein Stuebe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 27, 2016 - Present

INTERACTIVE BROKERS CORP.

Office #1: Pickwick Plaza, Greenwich, CT 06830
BD
CRD#: 117942
Greenwich, CT
Past

April 8, 1991 - March 18, 1993

G.RESEARCH, LLC

BD
CRD#: 7353

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/14/2016)
RR
Alaska
(9/14/2016)
RR
Arizona
(9/14/2016)
RR
Arkansas
(9/14/2016)
RR
California
(9/14/2016)
RR
Colorado
(9/14/2016)
RR
Connecticut
(9/14/2016)
RR
Delaware
(9/14/2016)
RR
District of Columbia
(9/14/2016)
RR
Florida
(9/14/2016)
RR
Georgia
(9/14/2016)
RR
Hawaii
(9/14/2016)
RR
Idaho
(9/14/2016)
RR
Illinois
(9/14/2016)
RR
Indiana
(9/14/2016)
RR
Iowa
(9/14/2016)
RR
Kansas
(9/14/2016)
RR
Kentucky
(9/14/2016)
RR
Louisiana
(9/14/2016)
RR
Maine
(9/14/2016)
RR
Maryland
(9/14/2016)
RR
Massachusetts
(9/14/2016)
RR
Michigan
(9/14/2016)
RR
Minnesota
(9/14/2016)
RR
Mississippi
(9/14/2016)
RR
Missouri
(9/14/2016)
RR
Montana
(9/14/2016)
RR
Nebraska
(9/14/2016)
RR
Nevada
(9/14/2016)
RR
New Hampshire
(9/14/2016)
RR
New Jersey
(9/14/2016)
RR
New Mexico
(9/14/2016)
RR
New York
(9/14/2016)
RR
North Carolina
(9/15/2016)
RR
North Dakota
(9/14/2016)
RR
Ohio
(9/14/2016)
RR
Oklahoma
(9/14/2016)
RR
Oregon
(9/14/2016)
RR
Pennsylvania
(9/14/2016)
RR
Puerto Rico
(9/14/2016)
RR
Rhode Island
(9/14/2016)
RR
South Carolina
(9/14/2016)
RR
South Dakota
(9/14/2016)
RR
Tennessee
(9/14/2016)
RR
Texas
(9/14/2016)
RR
Utah
(9/14/2016)
RR
Vermont
(9/14/2016)
RR
Virginia
(9/14/2016)
RR
Washington
(9/14/2016)
RR
West Virginia
(9/14/2016)
RR
Wisconsin
(9/14/2016)
RR
Wyoming
(9/14/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 9/12/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/21/1991
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm


IB
INTERACTIVE BROKERS CORP.
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: , 8-53615

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830
Phone number
(203) 618-5700
Established
Delaware since 01/16/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
IB EXCHANGE CORP.OWNER
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173
SANDERS, STEVEN JAYEXECUTIVE VICE PRESIDENT SALES AND MARKETING2812548

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTERACTIVE BROKERS CORP.

CRD#: 117942Greenwich, CT 06830

TRUST BUT VERIFY

Monitor Nancy Stuebe

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Brian Joseph Marchini
Brian MarchiniAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
White Plains, NY
Philip David Meese
Philip MeeseAdvisorCheck Check Mark
AE WEALTH MANAGEMENT, LLC
IAR
Darien, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics