Jeffrey P. Higgins
Professional summary
Jeffrey Paul Higgins is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1991. Jeffrey has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Paul Higgins's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2013 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019September 28, 2009 - July 5, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 7, 2005 - September 25, 2009
FHN FINANCIAL SECURITIES CORP.
October 23, 2002 - January 7, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
March 14, 2001 - May 1, 2001
JPMSI
March 13, 2001 - July 16, 2002
J.P. MORGAN SECURITIES INC.
June 12, 2000 - March 13, 2001
COWEN AND COMPANY
October 1, 1997 - March 16, 2000
BANC OF AMERICA SECURITIES LLC
April 11, 1997 - October 1, 1997
MONTGOMERY SECURITIES
June 12, 1991 - April 11, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 12, 1991 - April 11, 1997
MERRILL LYNCH GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2013)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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