AH
Andrew M. Hirsch
ROBERT W. BAIRD & CO.
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 1281454
AH
Professional summary
Andrew Michael Hirsch, who also goes by Andrea Michael Hirsch, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Tampa, Florida.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Andrew has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea Michael Hirsch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME AND ADDRESS: FRENCH APARTMENTS LLP 330 W 30TH ST NEW YORK CITY, NY 10001
NATURE OF ENTITY: FRENCH APARTMENTS LLP IN NEW YORK, NEW YORK IS COVERED UNDER THE SECTION 8 SUBSTANTIAL REHABILITATION (S8SR) PROGRAM.
RESPONSIBILITIES IN THIS ROLE: THE STEERING COMMITTEE REPORTS TO THE OTHER LIMITED PARTNERS ANY DEVELOPMENTS WITHIN THE PARTNERSHIP.
HOURS DEVOTED: N/A
Name and address: Congregation Schaarai Zedek 3303 West Swann Avenue Tampa, FL 33609
Nature of Entity: Family place of worship
Responsibilities in this role: Serve on the Temple Investment Committee and the Cemetery Committee. Our committee provides advice on the various investments and temple property issues. We report to the Board which then decides on any thoughts or advice we may have. We do not have a vote
Hours devoted: 2 to 4 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Michael Hirsch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Michael Hirsch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 1993 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 201 North Franklin St. Suite 3000, Tampa, FL 33602RIA
BD
CRD#: 8158
Tampa, FL
Current
February 9, 1993 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 201 North Franklin St. Suite 3000, Tampa, FL 33602RIA
BD
CRD#: 8158
Tampa, FL
Past
September 3, 2003 - December 31, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
January 10, 1992 - February 9, 1993
GKB, INC.
BD
CRD#: 350
KANSAS CITY, MO
Past
June 6, 1989 - January 15, 1992
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
February 1, 1988 - June 17, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Past
May 15, 1986 - February 5, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
BD
CRD#: 501
Past
October 23, 1985 - June 3, 1986
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/1/2021)
RR
Alaska(5/29/2024)
RR
Arizona(1/3/2017)
RR
California(7/22/2003)
RR
Colorado(7/22/2003)
RR
Connecticut(7/22/2003)
RR
Delaware(7/13/2022)
RR
District of Columbia(6/21/2021)
RR
Florida(2/9/1993)
IAR
Florida(2/9/1993)
RR
Georgia(2/9/1993)
RR
Hawaii(7/22/2003)
RR
Illinois(12/16/2021)
RR
Indiana(7/22/2003)
RR
Kansas(9/12/2017)
RR
Louisiana(10/9/2015)
RR
Maine(6/15/2023)
RR
Maryland(5/25/2017)
RR
Massachusetts(7/22/2003)
RR
Michigan(11/17/2014)
RR
Missouri(1/4/2008)
RR
New Hampshire(7/22/2003)
RR
New Jersey(2/26/1993)
RR
New Mexico(7/21/2020)
RR
New York(2/9/1993)
RR
North Carolina(2/9/1993)
RR
Ohio(9/13/2016)
RR
Oklahoma(4/18/2024)
RR
Pennsylvania(6/5/2015)
RR
Rhode Island(6/24/2021)
RR
South Carolina(3/3/2004)
RR
Tennessee(12/2/2015)
RR
Texas(1/2/2018)
IAR
Texas(10/10/2018)
RR
Utah(3/19/2018)
RR
Virginia(7/22/2003)
RR
Washington(12/23/2015)
RR
Wisconsin(9/17/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/12/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
