MS
Melvin J. Severance
CURBSTONE FINANCIAL MANAGEMENT
Manchester, NH 03104-3002
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CRD#: 1281226
MS
Professional summary
Melvin Jonathan Severance III, CFP® is a registered financial advisor currently at CURBSTONE FINANCIAL MANAGEMENT CORPORATION located in Manchester, New Hampshire.
Melvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Melvin has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Melvin Jonathan Severance III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
December 19, 1997 - Present
CURBSTONE FINANCIAL MANAGEMENT CORPORATION
Office #1: 741 Chestnut Street, Manchester, NH 03104-3002RIA
CRD#: 13348
Manchester, NH
Past
September 25, 1984 - October 22, 2019
CURBSTONE FINANCIAL MANAGEMENT CORPORATION
BD
CRD#: 13348
MANCHESTER, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CURBSTONE FINANCIAL MANAGEMENT CORPORATION
CURBSTONE FINANCIAL CORPORATION | CURBSTONE FINANCIAL MANAGEMENT CORPORATION | CURBSTONE FINANCIAL MANAGEMENT CORP.
CRD#: 13348 / SEC#: 801-67354, 8-29418
RIA
Registered Investment Advisory firm - SEC (12/4/2006 Approved)Maine
Registered Investment Advisory firm - SEC (12/11/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/11/2006 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Vermont
Registered Investment Advisory firm - SEC (11/26/2003 Terminated)BD
Terminated by SEC on 12/21/2019
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(12/19/1997)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CURBSTONE FINANCIAL MANAGEMENT CORPORATION
CURBSTONE FINANCIAL CORPORATION | CURBSTONE FINANCIAL MANAGEMENT CORPORATION | CURBSTONE FINANCIAL MANAGEMENT CORP.
CRD#: 13348 / SEC#: 801-67354, 8-29418
RIA
Registered Investment Advisory firm - SEC (12/4/2006 Approved)Maine
Registered Investment Advisory firm - SEC (12/11/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/11/2006 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Vermont
Registered Investment Advisory firm - SEC (11/26/2003 Terminated)BD
Terminated by SEC on 12/21/2019
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Contact information
Main Address
741 Chestnut Street, Manchester, NH 03104-3002
Mailing Address
Phone number
(603) 624-8462
Established
New Hampshire since 02/01/1983
Firm type
Corporation
Fiscal year end
March
# of Employees
10
SEC notice filing (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEWRY, THOMAS MOTT IV | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 308983 |
Regulatory assets under management
| Total Number of Accounts | 606 |
| AUM (Assets Under Management) | $ 385,398,261 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 07/13/2023 | ||
| 07/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
