Rebecca J. Garrettferguson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Jo Garrettferguson, CFP®, who also goes by Becky Garrett, Rebecca Jo Garrett, Rebecca Hadley, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 1984. Rebecca had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
March 9, 2001 - August 22, 2014
NELNET CAPITAL LLC
April 19, 2000 - March 12, 2001
AMERITAS INVESTMENT COMPANY, LLC
November 15, 1995 - April 24, 2000
LPL FINANCIAL LLC
April 21, 1992 - November 21, 1995
WALL STREET ACCESS
January 31, 1990 - March 24, 1992
WWK INVESTMENTS, INC.
May 29, 1986 - March 2, 1989
PRINCIPAL SECURITIES, INC.
July 26, 1984 - June 2, 1986
AMERITAS INVESTMENT COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NELNET CAPITAL LLC
CRD#: 104050 / SEC#: , 8-52501
Contact information
Documents
Red Flags
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