Martin E. Levine

4THOUGHT FINANCIAL GROUP

SYOSSET, NY 11791

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CRD#: 1281040

Professional summary

Martin Elliot Levine is a registered financial advisor currently at 4THOUGHT FINANCIAL GROUP INC. located in Syosset, New York.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Martin has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.4THOUGHT FINANCIAL GROUP INC - INVESTMENT RELATED. CHIEF FINANCIAL OFFICER / IAR, FINANCIAL PLANNING & INVESTMENT ADVISORY SERVICES. PROMOTE NEW BUSINESS & SERVICE EXISTING BUSINESS. 160 HOURS PER MONTH. 2.INSURANCE BROKER SERVICES - LIFE INSURANCE, LONG TERM CARE, AND DISABILITY INSURANCE. SALE OF PRODUCTS FROM VARIOUS INSURANCE COMPANIES. 3.AUTHOR OF THE WIDOW'S SURVIVAL GUIDE. 4. MEIR PANIM - ISRAEL CHARITY, BOARD OF DIRECTORS, NOT INVESTMENT RELATED, START DATE = 12/2016, NO COMPENSATION, 3 HRS/MO., 0 HRS/MO./TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Elliot Levine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2012 - Present

4THOUGHT FINANCIAL GROUP INC.

Office #1: 6851 Jericho Turnpike Suite 120, Syosset, NY 11791

RIA

CRD#: 162997

SYOSSET, NY

Past

March 26, 2012 - February 11, 2013

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

March 22, 2012 - October 2, 2017

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

SYOSSET, NY

Past

March 30, 2007 - March 19, 2012

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

WOODBURY, NY

Past

March 22, 2007 - March 19, 2012

PARK AVENUE SECURITIES LLC

CRD#: 46173

WOODBURY, NY

Past

April 4, 2001 - November 16, 2005

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

June 1, 1998 - April 3, 2001

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

August 30, 1984 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

4THOUGHT FINANCIAL GROUP INC.

CRD#: 162997 / SEC#: 801-74692

RIA

Registered Investment Advisory firm - (4/2/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/9/2015)

IAR

Florida
(5/30/2014)

IAR

Massachusetts
(1/30/2017)

IAR

New Jersey
(7/6/2012)

IAR

New York
(8/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/10/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2008

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/10/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

4THOUGHT FINANCIAL GROUP INC.

CRD#: 162997 / SEC#: 801-74692

RIA

Registered Investment Advisory firm - (4/2/2012 Approved)

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Contact information

Main Address

6851 Jericho Turnpike Suite 120, Syosset, NY 11791

Mailing Address

Phone number

(516) 300-1617

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE (1/3/2025)

ADV PART 2 BROCHURE (1/3/2025)

Regulatory assets under management

Total Number of Accounts	828
AUM (Assets Under Management)	$ 178,472,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Martin E. Levine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Elliot Levine's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

TOWER SQUARE SECURITIES, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

4THOUGHT FINANCIAL GROUP INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/1984

SIE

Date: 10/2/2017

Series 7

Date: 12/18/2008

Series 22

Date: 8/10/1984

Series 6

Date: 7/23/1984

Current Firm

4THOUGHT FINANCIAL GROUP INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

4THOUGHT FINANCIAL GROUP INC.

TRUST BUT VERIFY

Contact information

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