BI
Bruce M. Irom
KEYBANC CAPITAL MARKETS
New York, NY 10019
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CRD#: 1280960
BI
Professional summary
Bruce Mitchell Irom is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1986. Bruce has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Bruce Mitchell Irom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2024 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019BD
CRD#: 566
New York, NY
Past
August 8, 2001 - March 19, 2024
FHN FINANCIAL SECURITIES CORP.
BD
CRD#: 46346
SYOSSET, NY
Past
February 10, 1992 - August 21, 2001
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
October 25, 1991 - February 27, 1992
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
April 26, 1990 - June 5, 1990
PRIME CHARTER LTD.
BD
CRD#: 25668
NEW YORK, NY
Past
February 21, 1989 - March 12, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
BD
CRD#: 19727
Past
May 20, 1986 - March 12, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/5/2024)
RR
Alaska(8/5/2024)
RR
Arizona(8/5/2024)
RR
Arkansas(8/5/2024)
RR
California(8/5/2024)
RR
Colorado(8/5/2024)
RR
Connecticut(8/5/2024)
RR
Delaware(8/5/2024)
RR
District of Columbia(8/5/2024)
RR
Florida(8/5/2024)
RR
Georgia(8/5/2024)
RR
Hawaii(8/5/2024)
RR
Idaho(8/5/2024)
RR
Illinois(8/5/2024)
RR
Indiana(8/5/2024)
RR
Iowa(8/5/2024)
RR
Kansas(8/5/2024)
RR
Kentucky(8/5/2024)
RR
Louisiana(8/5/2024)
RR
Maine(8/5/2024)
RR
Maryland(8/5/2024)
RR
Massachusetts(8/5/2024)
RR
Michigan(8/5/2024)
RR
Minnesota(8/5/2024)
RR
Mississippi(8/5/2024)
RR
Missouri(8/5/2024)
RR
Montana(8/5/2024)
RR
Nebraska(8/5/2024)
RR
Nevada(8/5/2024)
RR
New Hampshire(8/5/2024)
RR
New Jersey(8/5/2024)
RR
New Mexico(8/5/2024)
RR
New York(8/1/2024)
RR
North Carolina(8/5/2024)
RR
North Dakota(8/5/2024)
RR
Ohio(8/5/2024)
RR
Oklahoma(8/5/2024)
RR
Oregon(8/5/2024)
RR
Pennsylvania(8/5/2024)
RR
Rhode Island(8/5/2024)
RR
South Carolina(8/5/2024)
RR
South Dakota(8/5/2024)
RR
Tennessee(8/5/2024)
RR
Texas(8/5/2024)
RR
Utah(8/5/2024)
RR
Vermont(8/5/2024)
RR
Virginia(8/5/2024)
RR
Washington(8/5/2024)
RR
West Virginia(8/5/2024)
RR
Wisconsin(8/5/2024)
RR
Wyoming(8/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KC
KEYBANC CAPITAL MARKETS INC.
GRADISON ASSET MANAGEMENT | MCDONALD INVESTMENTS INC. | MCDONALD & COMPANY SECURITIES, INC. | MCDONALD & COMPANY | KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
127 Public Square, Cleveland, OH 44114
Mailing Address
127 Public Square, Cleveland, OH 44114
Phone number
(216) 689-0803
Established
Ohio since 05/18/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
