Gary S. Kurtzman

NETWORK 1 FINANCIAL ADVISORS

Milford, PA

Some features on this profile are disabled

CRD#: 1280751

Professional summary

Gary Steven Kurtzman is a registered financial advisor currently at NETWORK 1 FINANCIAL ADVISORS INC. located in Milford, Pennsylvania and NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Gary has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OBA #1: NETWORK 1 FINANCIAL ADVISORS, INC. - INVESTMENT RELATED. ADDRESS: 3 GALLOPING HILL RD. MONTAGUE, NJ 07827. NATURE OF BUSINESS: INVESTMENT ADVISOR. POSITION: INVESTMENT ADVISOR REP. START 2/26/01. DEVOTE APPROXIMATELY 2 HOURS/MONTH DURING SECURITIES TRADING HOURS ONLY. DUTIES: PORTFOLIO MANAGER FOR DISCIPLINE GROWTH. OBA #2: SETUPSANDBREAKOUTS.COM. ADDRESS IS NOT APPLICABLE. NOT INVESTMENT-RELATED. NATURE OF BUSINESS: WEBSITE. I AM OWNER OF THE DOMAIN BUT IT IS CURRENTLY INACTIVE. I DON'T DEVOTE ANY TIME TO THIS OBA, EITHER DURING OR OUTSIDE OF NORMAL BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Steven Kurtzman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2003 - Present

NETWORK 1 FINANCIAL ADVISORS INC.

RIA

CRD#: 121239

Milford, PA

Current

March 29, 1999 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

Past

September 19, 1995 - April 12, 1999

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

August 9, 1988 - February 7, 1996

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

RED BANK, NJ

Past

March 11, 1988 - August 15, 1988

JONATHAN ALAN & CO., INC.

CRD#: 15914

Past

July 17, 1987 - March 19, 1988

EQUITABLE SECURITIES OF NEW YORK,INC.

CRD#: 14583

Past

February 2, 1987 - July 25, 1987

SHERWOOD CAPITAL, INC.

CRD#: 10474

Past

August 21, 1984 - January 31, 1987

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(3/29/2017)

Georgia
(3/25/2024)

New Jersey
(3/29/1999)

IAR

New Jersey
(3/14/2003)

New York
(3/29/1999)

North Carolina
(4/24/2003)

Pennsylvania
(3/29/1999)

IAR

Pennsylvania
(10/16/2025)

Wisconsin
(9/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/23/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/14/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

CRD#: 121239 / SEC#:

Colorado

Registered Investment Advisory firm - (4/18/2016 Terminated)

Connecticut

Registered Investment Advisory firm - (9/29/2003 Approved)

Florida

Registered Investment Advisory firm - (5/30/2003 Approved)

Georgia

Registered Investment Advisory firm - (1/8/2003 Approved)

Louisiana

Registered Investment Advisory firm - (8/26/2024 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/1998 Approved)

New York

Registered Investment Advisory firm - (6/16/2003 Approved)

North Carolina

Registered Investment Advisory firm - (9/15/2015 Approved)

Oregon

Registered Investment Advisory firm - (11/9/2004 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/11/2003 Approved)

Texas

Registered Investment Advisory firm - (8/31/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2 Bridge Ave Suite 241, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 758-9001

Established

Firm type

Fiscal year end

# of Employees

2,411

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 40,940,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary S. Kurtzman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Steven Kurtzman's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETWORK 1 FINANCIAL SECURITIES INC.

CONTINENTAL BROKER-DEALER CORP.

NETWORK 1 FINANCIAL SECURITIES INC.

JONATHAN ALAN & CO., INC.

EQUITABLE SECURITIES OF NEW YORK,INC.

SHERWOOD CAPITAL, INC.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/23/2001

Series 63

Date: 9/14/1984

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1984

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NETWORK 1 FINANCIAL ADVISORS INC.

TRUST BUT VERIFY

Similar Advisors