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RB

Robert L. Burrows

PERFORMANCE TRUST CAPITAL PARTNERS
Atlanta, GA 30305
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CRD#: 1280024
RB

Professional summary


Robert Lee Burrows Jr, who also goes by Robert Lee Burrows Jr, Robert Lee Burrows, is a registered financial professional currently at PERFORMANCE TRUST CAPITAL PARTNERS, LLC located in Atlanta, Georgia.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert Lee Burrows Jr | Robert Lee Burrows

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Lee Burrows Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 12, 2019 - Present

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

Office #1: 3050 Peachtree Road, Nw Suite 270 Two Buckhead Plaza, Atlanta, GA 30305
BD
CRD#: 36155
Atlanta, GA
Past

December 16, 2011 - October 7, 2020

BSP SECURITIES, LLC

BD
CRD#: 156936
ATLANTA, GA
Past

April 27, 2011 - January 3, 2012

BRIDGE CAPITAL ASSOCIATES, INC.

BD
CRD#: 143475
ATLANTA, GA
Past

January 29, 2010 - April 25, 2011

EHCP CORPORATE FINANCE, LLC

BD
CRD#: 144134
ATLANTA, GA
Past

December 21, 2005 - January 29, 2009

VCAP SECURITIES, LLC

BD
CRD#: 124515
ATLANTA, GA
Past

November 14, 2005 - December 31, 2005

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED

BD
CRD#: 14538
TAMPA, FL
Past

June 1, 1999 - November 26, 2003

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

December 18, 1984 - June 1, 1999

TRIDENT SECURITIES, INC.

BD
CRD#: 8728
RALEIGH, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/17/2021)
RR
California
(11/5/2020)
RR
Connecticut
(11/5/2020)
RR
Florida
(11/6/2020)
RR
Georgia
(6/27/2019)
RR
Illinois
(7/5/2019)
RR
Massachusetts
(11/6/2020)
RR
New Hampshire
(11/5/2020)
RR
New Jersey
(11/5/2020)
RR
North Carolina
(7/3/2019)
RR
Ohio
(11/2/2020)
RR
Pennsylvania
(11/2/2020)
RR
South Carolina
(9/20/2021)
RR
Tennessee
(9/17/2021)
RR
Texas
(11/5/2020)
RR
Virginia
(12/26/2024)
RR
Washington
(11/5/2020)
RR
Wisconsin
(11/5/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 1/24/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


PT
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
BETZOLD RESEARCH AND TRADING, INC. | PT CAPITAL PARTNERS, LLC | PERFORMANCE TRUST CAPITAL PARTNERS, LLC | PERFORMANCE TRUST CAPITAL PARTNERS, INC. | BETZOLD, BERG, NUSSBAUM & HEITMAN, INC. | BETZOLD, BERG & NUSSBAUM, INC. | BETZOLD, BERG & ASSOCIATES, INC.

CRD#: 36155 / SEC#: 801-72427, 8-47035

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
500 W. Madison Suite 450, Chicago, IL 60661
Mailing Address
500 W. Madison Suite 450, Chicago, IL 60661
Phone number
(312) 521-1452
Established
Illinois since 10/06/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
357

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PTCP - FORM ADV PART 2 (3/31/2023)

Direct owners and executive officers


NamePositionCRD#
PT FINANCIAL COMPANIES, LLCMANAGING MEMBER
BERG, RICHARD SCOTTBOARD MEMBER1077170
BROWN, ERIC PAULPRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER4213450
BURESH, ADAM COULTERBOARD MEMBER5216617
DOCHERTY, JENNIFER ANNCORPORATE SECRETARY4587223
DONOVAN, TRACIGENERAL COUNSEL5694928
GAZDA, RYAN MCHIEF FINANCIAL OFFICER4230980
GRAHAM, RICHARD WARWICK JRPARTNER AND MANAGING DIRECTOR, BOARD MEMBER5836195
JOHNSON, CRAIG STEPHENMANAGING DIRECTOR - TRADE DESK2339510
JOHNSON, ZACHARY ROBERTBOARD MEMBER5192352
LEIBFRIED, BRIAN KEITHMANAGING DIRECTOR, BOARD MEMBER4438951
LOVE, KRISTIN MCCO & COO4370951
SALUTRIC, DAVID RAYMONDHEAD OF CIA6146435
SHAH, CHIRAGCEO AND PRESIDENT / BOARD MEMBER4838599

Regulatory assets under management


Total Number of Accounts2
AUM (Assets Under Management)$ 301,689,867

Disclosures


Regulatory Event8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PERFORMANCE TRUST CAPITAL PARTNERS, LLC

CRD#: 36155Atlanta, GA 30305

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