Raymond V. Lindsley
Professional summary
Raymond Victor Lindsley is a registered financial professional currently at BAMBOO SECURITIES, LLC located in New York, New York.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1984. Raymond has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7, Series 4, Series 24, Series 27, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Victor Lindsley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2025 - Present
BAMBOO SECURITIES, LLC
Office #1: 445 Park Ave 9th Floor, Suite 945, New York, NY, 10022September 25, 2012 - June 17, 2014
BNY MELLON SECURITIES CORPORATION
November 9, 2009 - August 27, 2010
ITB SECURITIES, LLC
May 16, 2002 - August 11, 2008
UST SECURITIES CORP.
October 27, 1995 - August 15, 2001
TD AMERITRADE, INC.
November 21, 1989 - September 13, 1994
G. R. PHELPS & CO., INC.
May 21, 1986 - March 5, 1987
NORTH AMERICAN INVESTMENT CORP.
August 3, 1984 - May 28, 1986
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/31/2024
General Securities Representative ExaminationSeries 55
Date: 1/9/2003
Limited Representative-Equity Trader ExamSeries 8
Date: 10/14/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
BAMBOO SECURITIES, LLC
CRD#: 318434 / SEC#: , 8-70899
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
