John M. Gosser
Professional summary
John Mark Gosser is a registered financial professional currently at COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Mark Gosser's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2021 - Present
COMMERCE STREET CAPITAL, LLC
Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202September 4, 2018 - October 4, 2021
GRIFFIN FINANCIAL GROUP, LLC
December 8, 1997 - November 3, 2014
AUSTIN ATLANTIC CAPITAL INC.
January 29, 1993 - December 3, 1997
SHAY GOVERNMENT SECURITIES CO.
January 29, 1993 - December 8, 1997
SHAY FINANCIAL SERVICES CO.
June 20, 1984 - October 1, 1985
CREWS & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2022)
(1/3/2022)
(1/5/2022)
(1/4/2022)
(12/21/2021)
Exams
Series 79TO
Date: 8/10/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMMERCE STREET CAPITAL, LLC
CRD#: 143797 / SEC#: , 8-67606
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMMERCE STREET CAPITAL, LLC
CRD#: 143797Dallas, TX 75202TRUST BUT VERIFY
Monitor John Gosser
Get automatic monthly alerts on:
