BB
Brady Broussard
CETERA INVESTMENT ADVISERS LLC
LAFAYETTE, LA 70508
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CRD#: 1279067
BB
Professional summary
Brady Broussard, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lafayette, Louisiana and CETERA WEALTH SERVICES, LLC located in Lafayette, Louisiana.
Brady is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Brady has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) LIFESOURCE FINANCIAL PARTNERS; Investment Related; 1720 Kaliste Salom Road, Ste D-9, Lafayette, LA 70508; Financial Services; Associate; Start Date 07/2010; No hours per month; Doing business as name. >> BRADY BROUSSARD, CLU, CHFC; Investment Related; 1720 Kaliste Salom Road, Ste D-9, Lafayette, LA 70508; Insurance Sales; Agent; Start Date 01/1984; 20 hours per month with 10 hours per month during trading hours; Sales and service of fixed insurance products with varied insurance carriers. >> BRADY BROUSSARD (INSTRUCTOR); Non-Investment Related; Lafayette, LA 70508; Educational; Retirement Planning Instructor; Start Date 03/2020; 2 hours per month with no hours per month during trading hours; I teach a Retirement Planning course at the local university twice a year - two six hour courses in the spring and two six hour courses in the fall. >> BRADY BROUSSARD FINANCIAL LLC; Investment Related; 1720 Kaliste Saloom Road, Ste D-9, Lafayette, LA 70508; Insurance; Agent/Co-Owner; Start Date 11/2020; 5 hours per month with those 5 hours per month occurring during trading hours; Sales and service of fixed insurance products. >> POWER OF ATTORNEY (POA); Non-Investment Related; Lafayette, LA; Other; Power of Attorney; Start Date 08/2000; No hours per month; Power of Attorney for my spouse and for my step-mother. >> BROUSSARD TESTAMENTARY TRUST; Non-Investment Related; Residence; Trust; Trustee; Start Date 07/2022; No hours per month with no hours per month during trading hours; Trustee of this trust that was created at the time of my father's death.
CRS (Client Relationship Summary) - RIA
Click below to view Brady Broussard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1720 Kaliste Saloom Suite D-9, Lafayette, LA 70508RIA
CRD#: 105644
LAFAYETTE, LA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1720 Kaliste Saloom Suite D-9, Lafayette, LA 70508BD
CRD#: 13572
Lafayette, LA
Past
August 5, 2008 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Lafayette, LA
Past
July 31, 2008 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Lafayette, LA
Past
May 30, 1997 - December 31, 2005
OSAIC FA, INC.
RIA
CRD#: 3978
LAFAYETTE, LA
Past
May 9, 1997 - April 4, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
May 9, 1997 - August 1, 2008
OSAIC FA, INC.
BD
CRD#: 3978
LAFAYETTE, LA
Past
April 8, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
April 8, 1991 - May 15, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
April 18, 1990 - March 18, 1991
TRANSAMERICA SECURITIES SALES CORPORATION
BD
CRD#: 17970
LOS ANGELES, CA
Past
April 18, 1990 - March 18, 1991
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
August 23, 1984 - October 7, 1988
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Delaware(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Louisiana(2/20/2025)
IAR
Louisiana(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(3/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lafayette, LA 70508TRUST BUT VERIFY
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