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AT

Arthur L. Tucke

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CRD#: 1278990
AT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Arthur Louis Tucke was a registered financial professional .

Arthur is a previously registered financial professional and started their career in finance in 1984. Arthur had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 2, 2012 - January 16, 2017

BPU INVESTMENT MANAGEMENT INC.

RIA
CRD#: 17058
GREENSBURG, PA
Past

June 7, 1990 - January 16, 2017

BPU INVESTMENT MANAGEMENT INC.

BD
CRD#: 17058
GREENSBURG, PA
Past

September 28, 1987 - June 6, 1990

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 26, 1984 - October 1, 1987

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/25/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/16/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/1984
General Securities Representative Examination

Current Firm

BI
BPU INVESTMENT MANAGEMENT INC.
BERKOWITZ, PIERCHALSKI INC. | WBRP INC. | PARAGON WEALTH MANAGEMENT | NEW ALBANY CAPITAL | NADAV BAUM GROUP (NBG) | EQUITY CAPITAL MANAGEMENT | CUVEST | BPU INVESTMENT MANAGEMENT, INC. | BPU INVESTMENT MANAGEMENT INC. | BPU INVESTMENT GROUP, INC. | BPU CAPITAL MARKETS

CRD#: 17058 / SEC#: 801-60229, 8-34979

BD
Terminated by SEC on 11/29/2020
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Contact information

Main Address
One Oxford Center 301 Grant St., Ste. 3300, Pittsburgh, PA 15219
Mailing Address
Phone number
Established
Pennsylvania since 09/16/1985
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

2019 MARCH BPU BROCHURE (3/29/2019)
2019 BPU WRAP BROCHURE (3/29/2019)

Direct owners and executive officers

NamePositionCRD#
BRAHIM, PAUL JEFFREYCEO, CCO, CHIEF INVESTMENT OFFICER, BOARD MEMBER1518079
UNKOVIC, ROBERT ALEXANDERPRESIDENT, TREASURER, BOARD MEMBER1345036
UNKOVIC, DANIEL LEYLANDCHIEF OPERATIONS OFFICER, FINOP6189840

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BPU INVESTMENT MANAGEMENT INC.

CRD#: 17058

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