Philip Puetz

LIFELONG INVESTSMENTS

LAFAYETTE, IN 47905

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CRD#: 1278891

Professional summary

Philip Puetz is a registered financial advisor currently at LIFELONG INVESTSMENTS located in Lafayette, Indiana.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Philip has worked at 7 firms and has passed the Series 65, Series 63, Series 62, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFELONG INVESTMENT LLC 4237 E. 200 N., LAFAYETTE , IN 47905; REGISTERED INVESTMENT ADVISOR TITLE: SOLE OWNER PERCENT OF TIME: 5% COMPENSATION: FEES PHILIP PUETZ 4237 E. 200 N. LAFAYETTE, IN 47905; INSURANCE AGENT SOLE PROPRIETORSHIP TITLE: AGENT PERCENT OF TIME: 5% COMPENSATION: COMMISSION PHILIP PUETZ, 4237 E. 200 N., LAYFAYETTE, IN 47905, SOLE PROPRIETORSHIP, NATURE OF BUSINESS: BANK EMPLOYEE, EVERBANK, TIME SPENT: LESS THAN 1%, COMPENSATION: % ON SIZE OF LOAN,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Puetz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2004 - Present

LIFELONG INVESTSMENTS

Office #1: 35 Executive Drive, Suite 5, Lafayette, IN 47905

RIA

CRD#: 129306

LAFAYETTE, IN

Past

May 20, 2003 - December 31, 2012

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

WEST LAFAYETTE, IN

Past

May 20, 2003 - December 31, 2012

WRP INVESTMENTS, INC.

CRD#: 7365

WEST LAFAYETTE, IN

Past

May 16, 1995 - May 29, 2003

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

LAFAYETTE, IN

Past

September 11, 1990 - May 29, 2003

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

May 15, 1989 - September 17, 1990

FIRST PACIFIC CAPITAL CORPORATION

CRD#: 21042

Past

June 20, 1988 - May 16, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

July 30, 1984 - July 6, 1988

WADDELL & REED

CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/9/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 2/9/1993

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 11/2/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/12/1993

General Securities Principal Examination

Current Firm

LIFELONG INVESTSMENTS

LIFELONG INVESTMENT | PHILIP PUETZ | LIFELONG INVESTSMENTS | LIFELONG INVESTMENTS, LLC

CRD#: 129306 / SEC#:

Indiana

Registered Investment Advisory firm - (1/8/2004 Approved)

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Contact information

Main Address

1185 Sagamore Parkway W., Suite 6d, West Lafayette, IN 47906

Mailing Address

Phone number

(765) 838-2602

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Philip Puetz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Puetz's CRS (Customer Relationship Summary).

Certified licenses

Experience

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

FIRST PACIFIC CAPITAL CORPORATION

SOUTHMARK FINANCIAL SERVICES, INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/1999

Series 63

Date: 7/23/1984

Series 62

Date: 2/9/1993

Series 22

Date: 11/2/1984

Series 6

Date: 7/27/1984

Series 24

Date: 5/12/1993

Current Firm

LIFELONG INVESTSMENTS

Contact information

Documents

Red Flags

Company Information

LIFELONG INVESTSMENTS

TRUST BUT VERIFY

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