Philip Puetz
Professional Summary
Philip Puetz is a registered financial advisor currently at LIFELONG INVESTSMENTS located in Lafayette, Indiana. Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Philip has worked at 7 firms and has passed the Series 65, Series 63, Series 62, Series 22, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
NVEST FINANCIAL, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
RISE INVESTMENT MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NVEST FINANCIAL, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
RISE INVESTMENT MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
NVEST FINANCIAL, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
RISE INVESTMENT MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NVEST FINANCIAL, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
RISE INVESTMENT MANAGEMENT, LLC
Years of Experience
42 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
NVEST FINANCIAL, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
RISE INVESTMENT MANAGEMENT, LLC
Current Firm
LIFELONG INVESTMENT | PHILIP PUETZ | LIFELONG INVESTSMENTS | LIFELONG INVESTMENTS, LLC
Contact Information
Main Address
1185 Sagamore Parkway W., Suite 6d, West Lafayette, IN 47906Phone Number
(765) 838-2602# of Employees
1Documents
Similar Advisors
NVEST FINANCIAL, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
RISE INVESTMENT MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
NVEST FINANCIAL, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
RISE INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
(3/9/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Feb 1993Series 22 — Direct Participation Programs Representative Examination
Passed Nov 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1984About the Series 6 examSimilar Advisors
NVEST FINANCIAL, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
RISE INVESTMENT MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Philip Puetz's CRS (Customer Relationship Summary).
Similar Advisors
NVEST FINANCIAL, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
RISE INVESTMENT MANAGEMENT, LLC