Jonas B. Lee

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

Los Angeles, CA 90067

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CRD#: 1278761

Professional summary

Jonas Bob Lee is a registered financial advisor currently at ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) located in Los Angeles, California.

Jonas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Jonas has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Jonas Lee - investment-related - Los Angeles, CA - insurance sales - licensed insurance agent - January 1984 - 1 hour per month - 0 hours during trading hours - non variable insurance sales 2) 6/2022- Jonas Lee - Non-Variable Insurance- Agent selling LTC, Disability, Life, Fixed Annuities, Health. - start date 1985

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonas Bob Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2022 - Present

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

Office #1: 1801 Century Park East Suite 1440, Los Angeles, CA 90067

RIA

CRD#: 321735

Los Angeles, CA

Past

September 20, 2022 - September 2, 2025

LPL FINANCIAL LLC

CRD#: 6413

LOS ANGELES, CA

Past

January 11, 2016 - September 20, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LOS ANGELES, CA

Past

November 13, 2012 - December 31, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LOS ANGELES, CA

Past

March 1, 1996 - September 20, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

LOS ANGELES, CA

Past

October 26, 1984 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) | ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.

CRD#: 321735 / SEC#: 801-125833

RIA

Registered Investment Advisory firm - (6/9/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/25/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) | ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.

CRD#: 321735 / SEC#: 801-125833

RIA

Registered Investment Advisory firm - (6/9/2022 Approved)

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Contact information

Main Address

1801 Century Park East Suite 1440, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 795-0622

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWAIM FORM ADV PART 2A (9/10/2025)

Regulatory assets under management

Total Number of Accounts	311
AUM (Assets Under Management)	$ 168,815,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonas B. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonas Bob Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1985

Series 6

Date: 10/25/1984

Current Firm

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

TRUST BUT VERIFY

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