Bryan C. Kilpatrick

FIRST WESTERN SECURITIES

Hurst, TX 76053

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CRD#: 1278558

Professional summary

Bryan Craig Kilpatrick is a registered financial advisor currently at FIRST WESTERN SECURITIES, INC. located in Hurst, Texas.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Bryan has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A PARTNER IN JKC INVESTMENTS. JKC INVESTMENTS IS A FAMILY INVESTMENT PARTNERSHIP. THE BUSINESS ADDRESS IS 1320 LAKE ST. FORT WORTH, TX. 76102. JKC HAS MADE INVESTMENTS IN REAL ESTATE, REAL ESTATE LOANS AND OTHER BUSINESS LOANS USING ONLY IT'S OWN CAPITAL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Craig Kilpatrick's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Bryan Craig Kilpatrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2007 - Present

FIRST WESTERN SECURITIES, INC.

Office #1: 669 Airport Freeway #409, Hurst, TX 76053

RIA

CRD#: 19537

Hurst, TX

Current

October 4, 1988 - Present

FIRST WESTERN SECURITIES, INC.

Office #1: 669 Airport Freeway #409, Hurst, TX 76053

RIA

CRD#: 19537

Hurst, TX

Past

July 20, 1987 - October 11, 1988

T.L. REED SECURITIES, INC.

CRD#: 19875

Past

July 26, 1984 - July 31, 1987

SLATERY SECURITIES GROUP, INC.

CRD#: 10015

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oklahoma
(2/23/2016)

Texas
(1/18/1996)

IAR

Texas
(9/4/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 5/31/1989

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/1988

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST WESTERN SECURITIES, INC.

FIRST WESTERN SECURITIES | FIRST WESTERN SECURITIES, INC.

CRD#: 19537 / SEC#: 801-70430, 8-37613

RIA

Registered Investment Advisory firm - SEC (6/18/2012 Terminated)

Arizona

Registered Investment Advisory firm - SEC (11/15/2013 Approved)

California

Registered Investment Advisory firm - SEC (4/4/2012 Approved)

Georgia

Registered Investment Advisory firm - SEC (9/18/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (10/3/2023 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/30/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

669 Airport Freeway #409 Suite 409, Hurst, TX 76053

Mailing Address

669 Airport Freeway #409, Hurst, TX 76053

Phone number

(817) 553-1492

Established

Texas since 03/27/1987

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FIRST WESTERN SECURITIES VOTING TRUST	VOTING TRUST
FERGUSON, RANDAL EARL	PRESIDENT/CHIEF COMPLIANCE OFFICER	859884
KILPATRICK, BRYAN CRAIG	CFO/FOP	1278558

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 41,715,412

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bryan C. Kilpatrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Craig Kilpatrick's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Bryan Craig Kilpatrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST WESTERN SECURITIES, INC.

T.L. REED SECURITIES, INC.

SLATERY SECURITIES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2007

Series 63

Date: 8/16/1984

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/21/1984

Series 27

Date: 5/31/1989

Series 24

Date: 6/16/1988

FINRA

Current Firm

FIRST WESTERN SECURITIES, INC.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

FIRST WESTERN SECURITIES, INC.

TRUST BUT VERIFY

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