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EH

Elise R. Hubsher

KENMAR SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 1278479
EH

Professional summary

Elise Robin Hubsher is a registered financial professional currently at KENMAR SECURITIES, LLC located in New York, New York.

Elise is registered as a RR (Registered Representative) and started their career in finance in 1984. Elise has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 15, Series 5, Series 7, Series 3, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elise Robin Hubsher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2020 - Present

KENMAR SECURITIES, LLC

Office #1: 845 Third Avenue, Suite 1703, New York, NY 10022
BD
CRD#: 171793
New York, NY
Past

April 27, 2016 - August 6, 2018

CP INVESTMENTS, LLC

BD
CRD#: 24029
New York, NY
Past

December 21, 2010 - April 5, 2016

FORTRESS CAPITAL FORMATION LLC

BD
CRD#: 152385
NEW YORK, NY
Past

April 10, 2008 - June 4, 2009

RESOURCIVE CAPITAL, LLC

BD
CRD#: 145504
NEW YORK, NY
Past

May 1, 2001 - October 18, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

October 11, 1989 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

June 20, 1984 - February 23, 1989

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/13/2020)
RR
Colorado
(1/15/2021)
RR
Connecticut
(8/13/2020)
RR
Delaware
(7/12/2021)
RR
District of Columbia
(7/12/2021)
RR
Florida
(7/12/2021)
RR
Georgia
(7/9/2021)
RR
Illinois
(8/13/2020)
RR
Indiana
(6/6/2023)
RR
Maryland
(8/13/2020)
RR
Massachusetts
(8/13/2020)
RR
Michigan
(8/23/2024)
RR
Minnesota
(6/6/2023)
RR
Missouri
(8/13/2020)
RR
New Jersey
(7/12/2021)
RR
New York
(8/13/2020)
RR
North Carolina
(7/9/2021)
RR
Ohio
(8/14/2020)
RR
Oklahoma
(2/11/2022)
RR
Pennsylvania
(8/13/2020)
RR
Rhode Island
(7/9/2021)
RR
Texas
(1/15/2021)
RR
Virginia
(8/13/2020)
RR
Washington
(7/9/2021)
RR
Wisconsin
(8/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/2/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 15
Date: 12/28/1984
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 5
Date: 12/27/1984
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/1984
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 5/3/1984
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/28/1997
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KENMAR SECURITIES, LLC
KENMAR SECURITIES, LLC

CRD#: 171793 / SEC#: , 8-69482

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
845 Third Avenue, Suite 1703, New York, NY 10022
Mailing Address
Po Box 5537, New York, NY 10185-5537
Phone number
(212) 596-3480
Established
Delaware since 03/17/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KENMAR OLYMPIA, LLCOWNER
COX, ROBERT CARLENCHIEF COMPLIANCE OFFICER1071103
SPOHR, DAVID KONRADPRINCIPAL FINANCIAL AND OPERATIONS OFFICER1507667

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KENMAR SECURITIES, LLC

CRD#: 171793New York, NY 10022

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