SR
Seth A. Radow
APOLLON WEALTH MANAGEMENT
BRENTWOOD, TN
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CRD#: 1278347
SR
Professional summary
Seth Adam Radow is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Brentwood, Tennessee and PURSHE KAPLAN STERLING INVESTMENTS located in Brentwood, Tennessee.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Seth has worked at 9 firms and has passed the Series 63, Series 72, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kempo DD Martial Arts (Brentwood Martial Arts & Fitness), Non-Investment Related, Brentwood, TN, Business Owner, Partner, 08/01/2019, Appx. 24 Hrs/Mnth, I will be a partner/teacher in the practice with my wife. 2) 1. Apollon Wealth Management 2. Investment related 3. Office of Employment Address 4. RIA 5. MD, Sr. PM 6. 8/8/2022 7. 60hrs/mo 8. 60 hrs during trading 9. Registered Investment Advisor 3) 1. Appollon Insurance Group, LLC 2. Investment related 3. 2 Wharfside St. Suite 2-O, Charleston, SC 29401 4. Financial Services, Insurance 5. Advisor 6. 8/1/2022 7. 1-2 hrs/wk 8. 0 hrs during trading 9. Recommend/Solicit Insurance Products 10. Commissions 4) 1. PKS Financial 2. Investment Related 3. 80 State St. Albany, NY 12207 4. Fixed / Traditional Insurance 5. Agent 6. 08/2022 7. 4hrs/mo 8. 4 hrs during trading 9. Sales of Fixed / Traditional insurance products 5) Purshe Kaplan Sterling Investments, Inc, Investment Related, Brentwood, TN, Broker Dealer, Registered Representative, 08/2022, Appx. 10 Hrs/Mnth. 6) Westside Wealth Management Legacy, LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.
CRS (Client Relationship Summary) - RIA
Click below to view Seth Adam Radow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2022 - Present
APOLLON WEALTH MANAGEMENT, LLC
RIA
CRD#: 291902
BRENTWOOD, TN
Current
August 11, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 36 Governors Way Suite 100, Brentwood, TN 37027BD
CRD#: 35747
Brentwood, TN
Past
November 12, 2015 - August 15, 2022
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
BEVERLY HILLS, CA
Past
November 12, 2015 - August 15, 2022
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
BEVERLY HILLS, CA
Past
April 5, 2002 - November 23, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CENTURY CITY, CA
Past
February 22, 2002 - November 23, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CENTURY CITY, CA
Past
January 8, 1991 - February 28, 2002
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
October 17, 1990 - February 4, 1991
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
February 5, 1988 - September 28, 1990
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
May 6, 1986 - February 12, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
July 26, 1984 - April 29, 1986
INVESTORS CENTER, INC.
BD
CRD#: 14670
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/11/2022)
RR
Florida(10/7/2024)
RR
Georgia(10/7/2024)
RR
Illinois(11/8/2024)
RR
New York(10/5/2024)
RR
Pennsylvania(9/28/2022)
IAR
Tennessee(8/8/2022)
RR
Tennessee(8/11/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
