Vincent Calvaruso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Calvaruso, who also goes by VIncent G Calvaruso, Vincent Gary Calvaruso, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1984. Vincent had worked at 30 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, Series 79TO, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2022 - May 14, 2024
VCEXPRESS FINANCIAL LTD
April 29, 2022 - May 6, 2022
VANDERBILT SECURITIES, LLC
December 25, 2019 - August 17, 2021
LAKERIDGE CAPITAL INC.
January 26, 2018 - November 13, 2018
RICHARD JAMES & ASSOCIATES, INC.
March 7, 2014 - November 4, 2016
NATIONAL SECURITIES CORPORATION
November 22, 2013 - December 9, 2013
BROOKVILLE CAPITAL PARTNERS
April 30, 2010 - December 1, 2011
SW FINANCIAL
January 26, 2010 - April 30, 2010
PHD CAPITAL
March 23, 2009 - August 3, 2009
WOODSTOCK FINANCIAL GROUP, INC.
May 15, 2006 - March 18, 2009
EKN FINANCIAL SERVICES INC.
April 24, 2006 - May 2, 2006
VISION SECURITIES INC.
May 6, 2005 - May 12, 2006
J.P. TURNER & COMPANY, L.L.C.
January 6, 2004 - April 20, 2005
S.W. BACH & COMPANY
April 21, 2003 - January 21, 2004
CONTINENTAL BROKER-DEALER CORP.
December 7, 2001 - May 20, 2003
HARRISON SECURITIES, INC.
July 13, 2001 - December 7, 2001
VISION SECURITIES INC.
November 28, 2000 - June 29, 2001
WHITEHORNE & COMPANY, LTD.
January 7, 1998 - November 15, 2000
FIRST MONTAUK SECURITIES CORP.
October 11, 1996 - December 10, 1997
DUKE & CO., INC.
December 14, 1993 - September 27, 1996
INSTITUTIONAL EQUITY CORPORATION
January 21, 1993 - December 21, 1993
BURNETT, GREY & CO., INC.
August 19, 1992 - December 31, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
April 29, 1992 - August 7, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 23, 1991 - April 23, 1992
A.J. MICHAELS & CO., LTD.
May 20, 1991 - July 18, 1991
CHATFIELD DEAN & CO., INC.
January 15, 1991 - November 7, 1991
V P SECURITIES, INC.
March 19, 1990 - February 12, 1991
BARRETT DAY SECURITIES, INC.
October 11, 1989 - May 10, 1990
VANDERBILT SECURITIES, INC.
May 8, 1989 - May 30, 1989
SECURITIES USA, INC.
May 24, 1988 - March 10, 1989
INVESTORS CENTER, INC.
August 21, 1984 - June 2, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 4/25/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
VCEXPRESS FINANCIAL LTD
CRD#: 314544 / SEC#: , 8-70743
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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