Ronald F. Konchalski
Professional summary
Ronald Frances Konchalski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ronald is a previously registered financial advisor and started their career in finance in 1984. Prior to being barred, Ronald had worked at 7 firms, which includes FARMERS FINANCIAL SOLUTIONS LLC, ALLSTATE FINANCIAL SERVICES LLC, ASSET & FINANCIAL PLANNING LTD, PRIME CAPITAL SERVICES INC., CHASE INVESTMENT SERVICES CORP., PARK AVENUE SECURITIES LLC, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2014 - February 1, 2017
FARMERS FINANCIAL SOLUTIONS, LLC
February 6, 2012 - April 25, 2013
ALLSTATE FINANCIAL SERVICES, LLC
September 22, 2010 - October 19, 2011
ASSET & FINANCIAL PLANNING, LTD
September 22, 2010 - October 19, 2011
PRIME CAPITAL SERVICES, INC.
August 8, 2007 - September 2, 2010
CHASE INVESTMENT SERVICES CORP.
August 2, 2007 - September 2, 2010
CHASE INVESTMENT SERVICES CORP.
August 13, 2004 - January 17, 2007
PARK AVENUE SECURITIES LLC
April 19, 2001 - October 7, 2002
ALLSTATE FINANCIAL SERVICES, LLC
June 20, 1984 - December 21, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
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