Eric M. Johnson
Professional summary
Eric Marlon Johnson is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in La Jolla, California.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Eric has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Marlon Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Marlon Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 800 Silverado Street Suite # 300, La Jolla, CA 92037March 12, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 800 Silverado Street Suite # 300, La Jolla, CA 92037December 14, 2007 - March 12, 2010
INDEPENDENT FINANCIAL GROUP, LLC
December 14, 2007 - March 12, 2010
INDEPENDENT FINANCIAL GROUP, LLC
October 10, 2007 - December 18, 2007
PRINCIPAL SECURITIES, INC.
November 3, 2006 - December 22, 2009
SEAHORSE CAPITAL, INC.
June 14, 2006 - October 31, 2007
OBSIDIAN FINANCIAL GROUP, LLC
May 29, 1996 - October 24, 2005
FIRST WALL STREET CORP.
March 16, 1993 - May 24, 1996
CITIGROUP GLOBAL MARKETS INC.
November 4, 1988 - November 4, 1992
PRUDENTIAL EQUITY GROUP, LLC
April 11, 1988 - October 31, 1988
LEHMAN BROTHERS INC.
September 22, 1987 - April 11, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2010)
(3/12/2010)
(3/12/2010)
(3/7/2022)
(8/13/2025)
(6/23/2015)
(6/4/2015)
(11/28/2017)
(5/17/2018)
(11/9/2012)
Exams
FINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
