Richard K. Hyman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Kent Hyman was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1986. Richard had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2000 - January 11, 2002
ESSEX NATIONAL SECURITIES, LLC
November 14, 1994 - February 15, 1995
M & J KAPLAN COMPANY, INC.
November 20, 1992 - December 23, 1992
FISCO EQUITY, INC.
February 25, 1986 - July 27, 1987
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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